2 Legal jobs

The Associate General Counsel (Investment Adviser) position provides advice and counsel to Nuveen’s investment management business leaders and colleagues in areas such as investment adviser regulation, distribution of investment products and services, investment transactions/trading, and governance.  This position is a key partner in the growth of Nuveen’s Equities and Fixed Income business, which represents approx. $850 billion in AUM (as of 10/31/22) across a wide variety of asset classes, wrappers, and client types, including institutional and retail separately managed accounts, investment companies, hedge funds and other pooled investment vehicles.  The Associate General Counsel position supports the firm’s institutional SMA business, retail SMA business, and certain alternatives products, providing important advice and leadership on legal issues. The position collaborates with other Law & Policy Department colleagues (in the U.S. and globally) as well as Compliance,...

The Legal Analyst reviews trading agreements, creates data resources of key provisions, drafts and negotiates agreements in close relationship with lead attorney, facilitates communication with internal clients, and supports due diligence exchanges with agreement counterparties. This job may include additional responsibilities related to regulatory change affecting trading agreements, such as FINRA Rule 4210 and uncleared swap initial margin requirements. Key Responsibilities and Duties • Negotiates a broad range of legal documentation on behalf of mutual funds, private funds, insurance companies, ERISA plans and other types of investors. • Helps maintain flow of information among different groups within TIAA and Nuveen and externally. • Reviews and negotiates trading agreements including ISDA Master Agreements, FCM agreements, Master Securities Forward Transaction Agreements, prime brokerage and listed option clearing agreements and related credit support documentation...