Jan 24, 2023
Within TD Wealth the oversight of controls and the management of regulatory risk exposures for its Global Asset Management operations are managed by the Regulatory & Policy Governance (“RPG”) Group within the TD Wealth business, a 1B group, which has its Head Office in Toronto, Canada. In order to perform this function, RPG assesses regulatory rule changes and industry practices, prepares polices, maintains a regulatory rule inventory and in conjunction with Compliance educates the business on regulations and controls, monitors control effectiveness, and act as Centers of Excellence supporting the business to improve its control environment. This 1B Business Governance Control ("1B") role will support the TD Wealth asset management businesses in the US to achieve sustainable commercial strategies within an appropriate supervisory and governance model that is aligned to TD Bank and TD Wealth's policies, risk appetite and local regulatory requirements. This role will...
TD
Hybrid (New York, NY, USA)
Full time