2 Other jobs

The Trading & Operations Specialist works within a collaborative team of experienced investment, operations, and client service professionals to support and enhance Clifford Swan’s delivery of investment management services to clients.  As part of the Operations Team, the Trading & Operations Specialist reports to the Operations Manager. This role provides critical support to portfolio managers, with an emphasis on timely and accurate execution of trades, and quality and integrity of portfolio data.  Job Responsibilities Execute, allocate and settle equity, ETF, and mutual fund trades as directed by portfolio managers, in close coordination with multiple executing brokers and custodians Perform reconciliation of trades and positions, resolving all discrepancies in a timely manner Maintain portfolio static data within trading and portfolio accounting system Provide backup coverage for fixed income trading Manually book trades as required, and assist...

Reporting to the Deputy Chief Compliance Officer (Deputy CCO), position is responsible for managing the compliance program for CIM’s registered and non-registered advisers, as required by applicable statutory, regulatory and ethical requirements. Further information can be found below: https://jobs.lever.co/cimgroup/0b7d65c4-9911-4a72-8d6d-da66c8252ed7