2 Investment jobs

The Senior Associate – Trader is a key role on Champlain’s Trading team and reports directly to the Head Trader. This position is located in our Burlington, Vermont office. Key responsibilities include: Team Communication – Aggregate news related to Champlain’s holdings and distribute daily to the firm. Trade Execution – Assist Head Trader with domestic trade execution. Program Trading – Prepare and execute accurate program trades to rebalance client accounts. Trade Processing – Ensure end of day trade processing workflows run correctly. Assist outsourced trade settlement group as needed. Trade Reporting – Complete monthly, quarterly, and annual commission reports. Work collaboratively with Operations and Client Service departments on commission-related client requests. Questionnaires – Respond to due diligence questionnaires received from clients and consultants as they pertain to Champlain’s trading desk. Weekly Meetings – Attend and add...

Compliance Sr Associate The Compliance Senior Associate - Gresham will be responsible for supporting day-to-day aspects of Gresham’s Compliance Program.   This position reports to the Chief Compliance Officer and will involve assisting with a wide variety of compliance‐related activities involving Gresham’s private funds business and SMA clients.   Key Responsibilities and Duties Review and execute day‐to‐day compliance program activities (e.g., investor due diligence questionnaires, certifications and other similar types of requests, regulatory filings and disclosures, monitoring, training, registrations, third‐party service provider due diligence reviews, among other core compliance program activities), as applicable. Prepare and Partner with internal departments to prepare and submit Gresham’s regulatory filings and disclosures (i.e., Form ADV, Form PF, Form Ds, Blue Sky filings, NFA Bylaw 1101 etc.), as appropriate. Report and maintain ongoing Compliance...