1 Analyst jobs

We are seeking a Compliance Analyst II with a strong desire to learn and grow with Destination Wealth Management. The Compliance Analyst II primary function is to work directly with the Compliance on developing, implementing, communicating, and reviewing corporate policies, procedures, trends and systems designed to enable Destination Wealth Management to effectively manage risk and remain in Compliance with the various regulatory authorities. Responsibilities: • Assist with policies and procedures meant to ensure compliance with applicable laws, knowledge of the Investment Advisers Act, SEC rules and regulations. • Reviewing compliance policies, procedures and related documentation as required. • Communicating compliance policies and guidelines to teams and employees. • Assisting Compliance with completion of various compliance tasks including, but not limited to, disclosure documentation updates, policies and procedures reviews, personal securities reviews, advertising...