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The IAA's Career Center is your one-stop shop for investment career and talent management resources. Whether you’re navigating your career journey or an HR leader seeking to recruit and retain top talent in a highly competitive marketplace, the IAA's Career Center's job board, DEI resources including our official partnership with Diversity.com where you can take 15% off the cost of your job posting, career tools, and education resources fuel both individual and organizational success.

LATEST JOBS

Feb 13, 2024  
Client Service Specialist   Clifford Swan Investment Counselors Pasadena, California Firm Overview Clifford Swan Investment Counselors is an independent, 100% employee-owned registered investment adviser serving high net worth individuals, families, and not-for-profit organizations. With over $3.8 billion in assets under management and approximately 950 high net worth and institutional clients, Clifford Swan is committed to providing objective investment management based on rigorous investment research and financial advice with personalized, responsive client service.  Clifford Swan embraces a culture of mutual respect among colleagues, staff and leadership who remain rooted in the clarity of our founders’ timeless values – client-first focus, highly personalized service, attention to detail, and complete commitment to our clients’ financial success.  Position Overview The Client Service Specialist works within a collaborative culture of experienced...
Clifford Swan Investment Counselors Pasadena, CA, USA Full time
Feb 13, 2024  
Investment Counselor Clifford Swan Investment Counselors Pasadena, California Firm Overview Clifford Swan Investment Counselors is an independent, 100% employee-owned registered investment adviser serving high net worth individuals, families, and not-for-profit organizations. With over $3.8 billion in assets under management and approximately 950 high net worth and institutional clients, Clifford Swan is committed to providing objective investment management based on rigorous investment research and financial advice with personalized, responsive client service. Our longstanding success as a firm is rooted in our values, which prioritize putting our clients first and adhering to the highest ethical standards. Position Overview Investment Counselors work within a collaborative team of experienced investment professionals and client service specialists to deliver wealth management services to Clifford Swan clients. As Investment Counselors, we are...
Clifford Swan Investment Counselors Pasadena, CA, USA Full time
Feb 13, 2024  
Investment Counselor Portfolio Manager Clifford Swan Investment Counselors Pasadena, California   Firm Overview   Clifford Swan Investment Counselors is an independent, 100% employee-owned registered investment adviser serving high net worth individuals, families, and not-for-profit organizations. With over $3.8 billion in assets under management and approximately 950 high net worth and institutional clients, Clifford Swan is committed to providing objective investment management based on rigorous investment research and financial advice with personalized, responsive client service. Our longstanding success as a firm is rooted in our values, which prioritize putting our clients first and adhering to the highest ethical standards.   Position Overview   Investment Counselors work within a collaborative team of experienced investment professionals and client service specialists to deliver wealth management services to Clifford Swan clients. As...
Clifford Swan Investment Counselors Pasadena, CA, USA Full time
Feb 13, 2024  
COMPLY  is seeking a polished and accomplished  Senior Compliance Consultant  to join our growing team!  Reporting to the Team Manager, Consulting Services, the Senior Consultant will be responsible for providing consulting services to assigned department clients. Such services include the preparation and filing of investment adviser and broker-dealer registration documents, drafting of disclosure documents, policies and procedures, code of ethics, and providing consulting services on a variety of compliance and regulatory matters. The Senior Consultant will act as leading role on significant client engagements, including on-site compliance reviews of investment advisers, private fund advisers, and broker dealer firms. Where appropriate, the Senior Consultant will assist in the training and development of department Associates and Consultants, and will participate in the development and maintenance of  COMPLY   products and services. Please see the job posting for...
COMPLY Remote Full time