4 jobs found

Eventide is a growing, mission-driven company looking to attract people who are eager to serve others and the global common good. Eventide employees work hard for the sake of others—our clients, our colleagues, and our world. We’re striving to make the world rejoice by intentionally investing in great businesses. At Eventide, we understand that the financial markets have a profound impact on our lives and the lives of our neighbors. Therefore, we are intentional about investing in a way that builds healthy markets and a healthy economy, resulting in healthy long-term profits for our investors. We believe this approach to investing is both better for the world and a better thesis for investing. Eventide is seeking to hire a Senior Compliance Analyst to join and serve our dynamic organization! The Senior Compliance Analyst will enjoy an excellent opportunity to work with experienced Compliance Team members and gain knowledge across a wide range of topics. This position...

Jordan Park provides comprehensive investment and financial advice to a targeted community of individuals, families, and institutions. Our clients have made extraordinary contributions to business, philanthropy, government, and society. We are empathetic problem solvers with depth and diversity of experience. We embrace complexity, shoulder problems, and navigate challenges to empower clients to achieve their optimal outcomes. Our mission is to enhance lives and legacies. We are looking for an exceptional Compliance professional to support the growth of our multi-family office and investment advisory firm based in San Francisco.  This is an opportunity to work within the Compliance team led by the Chief Compliance Officer.  The Compliance team works closely with our partners across the advisory and investment businesses, within a firm united by a passion for service, strong sense of integrity, and desire to have a positive impact in the world.  We strive to create a...

Experience GuideStone! We are an innovative organization that invests in the spiritual, relational, financial, physical and professional development of our employees. We have a culture that values excellence, teamwork, humility, integrity, compassion and stewardship. What We Offer You! We offer employees a generous benefits package, flexible work schedules, the opportunity to be involved in community outreach and tuition reimbursement. Job Summary The Compliance Analyst – Institutional Investments (“Analyst”) reports to the Senior Manager, Institutional Investments Compliance, primarily in support of the compliance and operational due diligence needs of GuideStone Financial Resources’ (“GSFR”) Directed Assets and GuideStone Investment Services (“GSIS”), an investment adviser to charitable institutions. What You'll Do Operational Due Diligence: Evaluating initial and ongoing operational due diligence reviews by a consultant on...

We are hiring for our Compliance team at Stratos Wealth Partners where we provide a platform of Broker-Dealer and RIA services for our registered reps/advisors. We are looking for an experienced Compliance Analyst to focus primarily on RIA Advertising review and approval. We are a growing department that offers room to develop and advance skills. This position has a hybrid work schedule- 3 days in the office in Beachwood, Ohio, 2 days remote. Essential Duties and Responsibilities: Primary Function: Lead the Program for the Review and Approval of RIA Advertising Lead the function, under the guidance of management, of reviewing and approving RIA advertising submitted by advisors. Utilize technology tool to provide administrative support and document retention. Appropriately collaborate with team members to assist with effective and efficient advertising reviews and approvals. Provide adequate guidance and communication to advisors regarding advertising reviews and...