2 Compliance jobs

Sands Capital is seeking an experienced Compliance Officer (“Compliance Analyst”) generalist who will perform, analyze, execute, and facilitate multiple components of the day-to-day Compliance program activities, including Compliance monitoring activities and relevant data analytics, as well as other surveillance and recordkeeping implementation requirements. The individual in the Compliance Analyst role will work in conjunction primarily with other members of the Legal and Compliance teams, and other staff members firm-wide, to mitigate risks to Sands Capital and to enhance Compliance program processes and related books and records requirements. This role is expected to work from our Arlington, VA office on a hybrid schedule at a minimum of two days per week in office (specifically, Tuesdays and Wednesdays) or as directed, depending on team needs. Please know that the hybrid schedule is subject to change, as directed by our Executive Management Team, at any time. Position...

Obra Capital Management, LLC (“Obra”) is an asset manager and Registered Investment Adviser. Obra is currently searching for a Compliance Associate (“Associate”) to join our team. This position will work directly with the Director of Compliance. This is an excellent opportunity to join a growing firm. Obra is part of the Obra Capital, Inc. platform. Obra Capital, Inc. is a vertically integrated, uncorrelated investment firm specializing in insurance, longevity, structured credit, and asset-backed lending with $3.9 billion in assets under management. The firm aims to generate long-term value and attractive returns for investors across closed-end and open-end funds. With capabilities in investing, originating, structuring, and servicing, Obra Capital provides differentiated investment opportunities and capital solutions for investors globally. Obra Capital’s wholly owned subsidiary, Magna Life Settlements (“Magna”), is a...