2 Operations jobs

The Trading & Operations Specialist works within a collaborative team of experienced investment, operations, and client service professionals to support and enhance Clifford Swan’s delivery of investment management services to clients.  As part of the Operations Team, the Trading & Operations Specialist reports to the Operations Manager. This role provides critical support to portfolio managers, with an emphasis on timely and accurate execution of trades, and quality and integrity of portfolio data.  Job Responsibilities Execute, allocate and settle equity, ETF, and mutual fund trades as directed by portfolio managers, in close coordination with multiple executing brokers and custodians Perform reconciliation of trades and positions, resolving all discrepancies in a timely manner Maintain portfolio static data within trading and portfolio accounting system Provide backup coverage for fixed income trading Manually book trades as required, and assist...

POSITION SUMMARY   This is a mid-level opportunity for an experienced investment services professional to join our Account Services/Operations team. The position utilizes SS&C/Advent software products to perform daily and monthly account reconciliation, open new accounts, and perform other back-office or administrative duties as needed.   Essential Duties and Responsibilities include the following: ·         Reconcile cash and positions for all dual-contract accounts on a daily and monthly basis; periodically reconcile market values and dividend accruals ·         Execute new account setup and closing processes in APX with various custodians, account types and client-specific restrictions ·         Communicate account status updates internally and externally, respond to custodian and consultant inquiries/requests, maintain client files ·         Review and verify account contributions/withdrawals with various custodians and send...