2 jobs found in chicago

Fiducient Advisors opened its doors on May 1, 1995, striving to provide tailored and personalized investment consulting services. Our clients include retirement plan sponsors, endowments and foundations, private clients and financial institutions. We abide by a fiduciary obligation to put our clients' interests first. This begins by providing advice addressing each client’s unique concerns, obligations and goals. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper. We strive for professional satisfaction by upholding our firm guideposts ensuring we check egos at the door, take accountability and are thoughtfully driven. Functions & Responsibilities: • Lead compliance program in accordance with the Investment Advisers Act of 1940, including responsibility over compliance documentation (Compliance Manual, Code of Ethics, Policies and Procedures), compliance testing and monitoring program, and employee compliance...

Chesley, Taft & Associates, a Chicago based employee-owned investment management firm, is looking to hire an Operations and Client Service Specialist to support its growing business.  This individual will work as part of a team of Client Service Specialists supporting all Portfolio Managers.  Responsibilities include a wide range of operational and client service duties including but not limited to new account documentation, account maintenance requests, processing money movement requests (including annual required minimum distributions), performance reporting, creating client presentations and answering calls.      In a small firm, each professional is required to contribute in a variety of ways that may change over time. Adaptability, plus the ability to think critically and suggest ongoing process improvements are essential, as well as a flexible attitude and orientation toward teamwork.    Other qualities required for success are: ·         Ability...