Sep 09, 2024
We are hiring for our Compliance team at Stratos Wealth Partners where we provide a platform of Broker-Dealer and RIA services for our registered reps/advisors. We are looking for an experienced Compliance Analyst to focus primarily on RIA Advertising review and approval. We are a growing department that offers room to develop and advance skills.
This position has a hybrid work schedule- 3 days in the office in Beachwood, Ohio, 2 days remote.
Essential Duties and Responsibilities:
Primary Function: Lead the Program for the Review and Approval of RIA Advertising
Lead the function, under the guidance of management, of reviewing and approving RIA advertising submitted by advisors.
Utilize technology tool to provide administrative support and document retention.
Appropriately collaborate with team members to assist with effective and efficient advertising reviews and approvals.
Provide adequate guidance and communication to advisors regarding advertising reviews and...
Stratos Wealth Partners
Hybrid (Beachwood, OH, USA)
Full time