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Rembert Pendleton Jackson

Rembert Pendleton Jackson offers a wide range of investment advisory services to individual and institutional investors. Based in Falls Church, Virginia, the firm has been serving individual clients from around the nation’s capital and in over 45 states since 1974 and serving non-profit organizations since 1994. Collectively, the principals have over 210 years experience in providing these services. The Firm’s mission is to provide every client with the highest level of individualized service our profession has to offer. We custom-tailor our advice because each client has different needs. We provide our clients with recommendations and assistance to meet their unique requirements. Our clients include individuals, families, corporate executives, business owners, medical professionals, retirees, qualified retirement plans, associations and charitable organizations. We focus our efforts on long-term investment strategies utilizing wealth management techniques. We advise clients as fiduciaries and fully embrace those fiduciary duties. We manage risks and generate returns within the guidelines set forth by each client. The principals also serve as fiduciaries of several trusts and estates.

Jan 10, 2025  
Compliance Associate
The Compliance Associate will support the Chief Compliance Officer (CCO) in managing the firm's compliance program(s), to ensure the firm adheres to regulatory standards set by the Securities and Exchange Commission (SEC) and other applicable authorities. This includes monitoring and reporting on the Code of Ethics, testing compliance related policies and procedures, and working with the CCO, employees, outside counsel, and compliance consultants to ensure effective compliance program oversight.   MAJOR JOB ACCOUNTABILITIES:   - Required Filings: Assist in the preparation, maintenance, and filing of regulatory documents such as Form ADV, Form U-4/U-5, and other filings as needed.   - Audits: - Assist in performing annual compliance program reviews; support periodic mock regulatory exams; aid in responding to regulatory inquiries and examinations from the SEC and other regulatory bodies.   - Work with internal and external auditors throughout the year by...
Rembert Pendleton Jackson McLean, VA, USA Full time