Fort Washington Investment Advisors
  • Cincinnati, OH, USA
Jan 10, 2025  
A Day in the Life of a Compliance Officer, Investments/Risk Management The Compliance Officer, Investments/Risk Management is an experienced sole contributor that assists the chief compliance officer (CCO) in the management of compliance processes in support of Fort Washington Investment Advisors. This individual partners with the CCO and senior management in the development and application of strategic vision for the culture of compliance for a SEC registered investment adviser. The primary focus of this position is to ensure compliance-related investment and quality assurance processes are managed and regulatory and client risks are sufficiently mitigated in a timely manner. Assists in the management of compliance oversight related to client's investment policy statements including social and environmentally responsible investing and remediate areas of non-compliance. Duties and Responsibilities ·       Institutes compliance rules on trading systems based...
Fort Washington Investment Advisors Cincinnati, OH, USA Full time