TIAA
Frisco, TX, USA
Feb 11, 2026
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The Senior Compliance Officer oversees broader planning for the investment company (open-end mutual funds, closed-end mutual funds, exchange-traded funds, interval funds) compliance program to help ensure that the organization and the Funds' operations and functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working as a subject matter expert under limited supervision, this job manages large projects and processes to help monitor Fund compliance and to identify, investigate, and report compliance risks. The job involves significant reporting to the Fund Board and oversees and provides recommendations for Fund-related policy and procedure revisions. Key Responsibilities and Duties Prepares quarterly communications to the Fund Board about overall Fund compliance and operational integrity. Oversees extensive aspects of the Funds Compliance effort. Drafts...
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