Position Summary Guggenheim Investments is currently seeking a Senior Compliance Officer to support the regulatory oversight of complex fixed income products and registered investment adviser (RIA) programs. The ideal candidate will have an in-depth knowledge of broad compliance matters relating to these areas, along with a deep understanding of the related regulatory requirements. The successful candidate will work closely with the CCO and the leadership team in the ongoing development and implementation of the firm’s compliance programs. Given the overlap between the regulated businesses, however, this role will support all aspects of the firm’s compliance program, including providing regulatory guidance to business partners throughout the firm, conducting and/or facilitating the testing program, and administering the firm’s compliance policies and procedures. This role will appeal to individuals who enjoy working in a dynamic and fast-paced environment, and are interested...