Chief Compliance Officer — SEC Registered Investment Adviser (RIA) Location: USA (Remote) Reporting to: Chief Compliance Officer - Global Overview We are an SEC-regulated wealth and investment business seeking an experienced Head of Compliance to support and strengthen our US compliance function. This role will play a key part in maintaining robust regulatory oversight while contributing to the continued development and scalability of our compliance framework. The successful candidate will operate within an established infrastructure, partnering closely with the Chief Compliance Officer and senior leadership to ensure regulatory integrity, effective risk management, and operational efficiency. Key Responsibilities Immediate priorities Maintain SEC regulatory compliance across the RIA Oversee ongoing monitoring, testing, and surveillance activities Support regulatory filings, including Form ADV updates and amendments Manage and execute the...