Northland Securities
Minneapolis, MN, USA
Apr 08, 2026
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At Northland, our employees are the heart of our story—and we’re committed to their success! Please see below the details of this career opportunity and how it fits into our organization’s success. Summary of the Job: Senior Compliance Officer – Fixed Income Capital Markets focused role within the Compliance Department. This role will support the firm compliance program to ensure employees and Northland comply with industry regulations and company policies. General areas of focus will relate to the compliance regulations and obligations within the Fixed Income Capital Markets space. The ideal candidate will have an established understanding of broker-dealer FINRA, SEC and MSRB regulations and compliance requirements. About This Role: ESSENTIAL JOB FUNCTIONS AND DUTIES Develop, maintain and execute most aspects of onboarding and offboarding all Northland Fixed Income employees. Manage activities...
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