Axiom Talent Platform
New York, NY
Jul 19, 2026
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Join Our Team as an Attorney at Axiom
We are seeking an Investment & Wealth Management Counsel to join our Financial Services team . In this role, you will provide expert legal advice and support to our clients on investment advisory, fiduciary obligations, and wealth management matters, helping ensure regulatory compliance and mitigate risk.
Responsibilities:
Draft, review, and negotiate investment advisory agreements, trust agreements, and related wealth management documentation .
Provide legal guidance on fiduciary duties and standards of care , including compliance with SEC and FINRA regulations .
Advise clients on asset allocation and portfolio diversification strategies in the context of wealth management and investment advisory services.
Support clients with regulatory compliance under the Investment Advisers Act of 1940 and other applicable securities regulations.
Assist in the development and implementation of tailored...
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