Advisor Talent Solutions
San Diego, CA
Sep 25, 2026
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Position: Deputy Chief Compliance Officer
Department: Madison Avenue Securities
Reporting to: Chief Compliance Officer
Location: San Diego, CA
Overview:
Are you an experienced compliance leader who enjoys solving complex regulatory challenges and partnering with business leaders? Madison Avenue Securities is looking for a Deputy Chief Compliance Officer to help lead our broker-dealer and registered investment adviser compliance programs.
Reporting to the Chief Compliance Officer, you'll provide regulatory expertise, support key compliance functions, develop and mentor team members, and partner with leaders across the organization to strengthen our culture of compliance.
What you’ll do:
Provide regulatory expertise and leadership for broker-dealer and investment adviser compliance programs, policies, and procedures
Lead and support compliance functions including supervision, surveillance, advertising review, testing, monitoring,...
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