Job Details: Job Location: Legal Address - SAN DIEGO, CA, Salary Range: $90000.00 - $105000.00Salary, This role serves as a key member of the Compliance Department and works across multiple compliance disciplines to help ensure compliance with SEC, FINRA, state regulatory, and firm rules and requirements. The Compliance Officer is responsible for supporting the firm's broker-dealer and investment adviser compliance programs through surveillance, testing, regulatory reviews, branch inspections, advertising review, and general compliance oversight activities.  The Compliance Officer works closely with representatives, supervisors, and internal departments to identify and mitigate regulatory risk, support the firm's product, supervisory and operations functions, and promote adherence to applicable laws, regulations, and firm policies. The ideal candidate is detail-oriented, adaptable, and capable of managing multiple priorities in a fast-paced environment while maintaining a strong...