May 01, 2023
Chief Compliance Officer Featured
Chief Compliance Officer Carnegie Capital Asset Management dba Carnegie Investment Counsel Job Summary Our firm is an SEC Registered Investment Advisor with locations currently in Ohio, Pennsylvania, Florida, California and New York. We provide customized portfolio management, financial planning and retirement plan services to individuals, families and business owners. As a fiduciary, we always strive to put our clients’ interests ahead of our own and to provide our clients with an extraordinarily high level of service. Our Chief Compliance Officer will lead the continuous enhancement and operation of the firm’s compliance program, ensuring the firm’s adherence to all SEC rules and regulations while assessing and managing other risk areas including market, reputational, operational, and strategic. This position serves as a principal consultant to the firm’s partners by providing necessary advice, training, and risk assessment pertaining to all...
Carnegie Capital Asset Management Full time