Clifford Swan Investment Counselors

Clifford Swan Investment Counselors is an independent, 100% employee-owned registered investment advisor serving high-net-worth individuals, families, and not-for-profit organizations. With over $3.6 billion in assets under management and approximately 750 client relationships, Clifford Swan is committed to providing objective investment management and financial advice with personalized, responsive client service.  Our longstanding success as a firm is rooted in our values, which prioritize putting our clients first and adhering to the highest ethical standards.

May 20, 2023  
The Trading & Operations Specialist works within a collaborative team of experienced investment, operations, and client service professionals to support and enhance Clifford Swan’s delivery of investment management services to clients.  As part of the Operations Team, the Trading & Operations Specialist reports to the Operations Manager. This role provides critical support to portfolio managers, with an emphasis on timely and accurate execution of trades, and quality and integrity of portfolio data.  Job Responsibilities Execute, allocate and settle equity, ETF, and mutual fund trades as directed by portfolio managers, in close coordination with multiple executing brokers and custodians Perform reconciliation of trades and positions, resolving all discrepancies in a timely manner Maintain portfolio static data within trading and portfolio accounting system Provide backup coverage for fixed income trading Manually book trades as required, and assist...
Clifford Swan Investment Counselors Pasadena, CA, USA Full time