Capital Advisors, Inc.

Founded in 1978, Capital Advisors is a Registered Investment Advisor with approximately $5 Billion in AUM.  In addition to Oklahoma, we have locations in Texas, Denver, Nevada, Tennessee, Alabama and Arizona.

We work with individuals and advisors to develop purposeful strategies that adjust to changing market conditions. You’ll find every member of our team to be open, accessible, objective and committed to earning your long-term trust.  Our mission is to make a positive difference in the lives of our clients and employees.

Apr 04, 2024  
Compliance Officer Position and Company Highlights: Salary: $80,000 - $130,000 based on experience Location: Tulsa, Oklahoma in office Schedule 8:00 AM - 4:30 PM Monday - Thursday, 8:00 AM - 3:15 PM Friday Benefits: Annual bonus program, up to 6 weeks PTO, 90% employer paid medical insurance, 401k 100% match available first day, ESOP available first day, employer paid 2x annual salary life insurance Purpose of Compliance Officer: The Compliance Officer is an integral piece in the implementation and oversight of the Firm's compliance program including education, training, and oversight. The Compliance Officer acts as a liaison with vendors, business partners, and employees on compliance-related issues. Principal Accountabilities of the Compliance Officer: Collaborate with CCO on review and execution of the Compliance Program throughout the organization Coordinate education initiatives on matters of compliance and risk management Assist...
Capital Advisors, Inc. Tulsa, OK, USA Full time