8 jobs found in united states

About the Position: Champlain is seeking a hands-on, detail-oriented Software & Data Engineer with investment management industry experience to coordinate development and ongoing maintenance of their data and application solutions. This is a role on the Data Management & Business Applications team that reports to the Director of Operations. While this position is based in our Burlington, Vermont office, Champlain offers flexibility and will consider hybrid or remote applicants for this role. K ey responsibilities of the Data Management & Business Applications team include : Own and champion the data-centric platform and its capabilities; manage the data flows and components; ensure components are being used effectively and efficiently. Deliver a wide range of solutions, such as: data integrations, application customizations, reporting, advanced analytics, and new capabilities....

Bartlett Wealth Management is seeking an Investment Operations and Billing Associate to join our team. The person in this position will have a significant opportunity to learn and grow, gaining cross functional knowledge and training within the Operations department. The role is responsible for supporting the client billing process; handling various functions such as affirming daily trades and setting up new accounts; and becoming a super user in our portfolio management system. The ideal associate will: Maintain Addepar billing system, including opening closing and changing accounts. Work with the Manager of Finance/Billing to prepare quarterly client invoices. Work with the Manager of Finance/Billing to prepare any quarter end billing reports. Upload invoices/reports to client portal. Affirm daily trades using DTCC. Create and maintain portfolio analysis views and reports in Addepar. Monitor custodian transactions for accuracy in Addepar. Be a member of the...

Compliance Specialist FLSA Status: Exempt Firm Overview Sierra Investment Management has three Registered Investment Advisers (RIAs):  Sierra Investment Management (retail RIA); Ocean Park Asset Management (model delivery through Financial Advisors (FAs)); and Wright Fund Management (adviser to the Sierra Mutual Funds).  The firm currently has assets under management of about $5.5 billion, more than double the value three years ago. Home office is in Santa Monica, CA with a sales office in Franklin, TN and several remote workers located outside of those two locations. Position Snapshot The Compliance Specialist works independently, as well as collaboratively, as part of the compliance team. This position assists the firm’s Chief Compliance officer with the compliance program in response to the changing needs of the organization, laws, and policies. Reports to the CEO or CCO.   Essential Functions Enforce the Code of Ethics and...

Fiducient Advisors opened its doors on May 1, 1995, striving to provide tailored and personalized investment consulting services. Our clients include retirement plan sponsors, endowments and foundations, private clients and financial institutions. We abide by a fiduciary obligation to put our clients' interests first. This begins by providing advice addressing each client’s unique concerns, obligations and goals. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper. We strive for professional satisfaction by upholding our firm guideposts ensuring we check egos at the door, take accountability and are thoughtfully driven. Functions & Responsibilities: • Lead compliance program in accordance with the Investment Advisers Act of 1940, including responsibility over compliance documentation (Compliance Manual, Code of Ethics, Policies and Procedures), compliance testing and monitoring program, and employee compliance...

Chesley, Taft & Associates, a Chicago based employee-owned investment management firm, is looking to hire an Operations and Client Service Specialist to support its growing business.  This individual will work as part of a team of Client Service Specialists supporting all Portfolio Managers.  Responsibilities include a wide range of operational and client service duties including but not limited to new account documentation, account maintenance requests, processing money movement requests (including annual required minimum distributions), performance reporting, creating client presentations and answering calls.      In a small firm, each professional is required to contribute in a variety of ways that may change over time. Adaptability, plus the ability to think critically and suggest ongoing process improvements are essential, as well as a flexible attitude and orientation toward teamwork.    Other qualities required for success are: ·         Ability...

About this Position: As Senior Legal Counsel on the Global Advisory-U.S. Institutional team you will have the opportunity to grow an in-depth understanding of the rapidly growing and evolving managed account (separately managed account or SMA) industry, cultivate and promote relationships with key business partners and apply your legal knowledge to help achieve optimum results for the firm.  This is a great opportunity for an attorney to be an integral part of a team and have a positive impact on a growing business unit. If you enjoy working in a highly collaborative environment and have a strong commitment to continuous professional development and improvement, producing excellent, practical, and solution-oriented legal work product and providing exceptional, timely, and personal client service, this may be the opportunity for you. As Senior Legal Counsel you can expect to provide legal advice and guidance on various institutional investment advisory matters in support of...

Obra Capital Management, LLC (“Obra”) is an asset manager and Registered Investment Adviser. Obra is currently searching for a Compliance Associate (“Associate”) to join our team. This position will work directly with the Director of Compliance. This is an excellent opportunity to join a growing firm. Obra is part of the Obra Capital, Inc. platform. Obra Capital, Inc. is a vertically integrated, uncorrelated investment firm specializing in insurance, longevity, structured credit, and asset-backed lending with $3.9 billion in assets under management. The firm aims to generate long-term value and attractive returns for investors across closed-end and open-end funds. With capabilities in investing, originating, structuring, and servicing, Obra Capital provides differentiated investment opportunities and capital solutions for investors globally. Obra Capital’s wholly owned subsidiary, Magna Life Settlements (“Magna”), is a...