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Associate, Investment Management
Stream Realty
Charlotte, NC, USA
Feb 04, 2026
Company Description Founded in 1996, Stream Realty Partners (Stream) began with a vision. Not one focused on bricks and mortar, but with people at its foundation. Headquartered in Dallas, TX and operating in 20 core markets coast to coast, we complete billions in annual transactions in office, industrial, retail, healthcare, land, and data center properties.  With millions of square feet of assignments, Stream is one of the fastest-growing, full-service commercial real estate services organizations in the country. Our team of 1,700  talented individuals have come together to create our distinct culture, best summarized by our firm’s core values: smart, honest, nice, and passionate. For more information, visit www.streamrealty.com and follow Stream on LinkedIn, Instagram, X and Facebook.     IMMEDIATE IMPACT. MEANINGFUL CAREER.    At Stream, we know our success begins and ends with our people. It is the reason we work hard to attract and retain the best and brightest...
Featured
Compliance Professional for Fee-Only, SEC RIA Firm
CGN Advisors, LLC
Hybrid (Manhattan, KS, USA)
Jan 08, 2026
Overview CGN Advisors is an independent, Fee-Only financial planning and investment management firm (SEC RIA) headquartered in Manhattan, KS, with offices located around the country. Depending on experience and qualifications, we are looking for a Compliance Associate or a Compliance Manager for our Operations division.  Roles and Responsibilities Manage all aspects and execute the day-to-day tasks of the firm’s compliance program Monitor and test the firm’s policies and procedures to ensure effectiveness of the compliance program Educate the firm’s IARs on regulatory compliance matters Serve as in-house compliance expert, responding to compliance-related questions from IARs Assist with the new IAR onboarding process Remain current with regulatory changes, annual examination priorities, etc. Interact with regulators, examiners, attorneys, etc. as needed Administer the firm’s enterprise systems Qualifications and Education Requirements Bachelor’s degree...
Counsel, Funds & Investment Management
Dimensional Fund Advisors
Austin, TX, USA
Feb 04, 2026
Notes to applicants: Dimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility. Most roles fit our office-first hybrid approach: We are together on our campuses Tuesdays, Wednesdays, and Thursdays and have the choice to work in the office or remotely, depending on what is best for that work day, on Mondays and Fridays. This approach maximizes in-person collaboration and interaction while simultaneously providing flexibility and applies to most roles globally with a few exceptions that require more or less time in the office. Please discuss with your Recruiter to confirm the details for this specific role. Resumes and portfolios (when applicable) are required as part of your application. When applying from a mobile device or tablet, you may not be able to attach a resume. If you cannot include an attachment at the time of your application, you will receive a follow up email asking you to attach your resume from a computer....
Sr. Compliance Officer, LRC
BMO
Milwaukee, WI, USA
Feb 04, 2026
Application Deadline: 02/20/2026 Address: 790 N Water Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies and programs to address them. Identifies risks and implements appropriate actions to mitigate them. Develops and maintains compliance information for analysis and reporting. Achieves compliance goals by maintaining current knowledge of regulatory requirements and developments. Maintains functional and regulatory expertise specific to...
Program Manager – Client Pathways Transformation, VP III - State Street Investment Management
State Street
USA
Feb 04, 2026
Position Summary State Street Investment Management (IM), formerly known as State Street Global Advisors (SSGA), is undertaking a multi-year transformation program to modernize its front, middle and back-office capabilities. This initiative is core to IM’s long-term strategy to increase operating leverage, improve scalability, and enhance service delivery for our investment teams. We are seeking a Vice President, Program Manager to play a central role in driving this complex program forward. Reporting to the SVP leading the initiative, this individual will help coordinate execution, engage with business and technology partners, and ensure outcomes are delivered in line with IM’s strategic objectives. The VP will act as a key connector across internal teams and State Street affiliates (Global Delivery, Global Technology Services, and Client Pathways), ensuring transparency, alignment, and accountability across all phases of the program. This position sits within the Chief...
Sr Credit Manager - Global Wealth & Investment Management
Bank of America
New York, NY, USA
Feb 04, 2026
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations. At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!   Job...
Credit Service Associate - Global Wealth & Investment Management
Bank of America
Charlotte, NC, USA
Feb 04, 2026
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations. At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!   Job...
Graphic Design Specialist, Investment Management
Stream Realty
Dallas, TX, USA
Feb 04, 2026
Company Description Founded in 1996, Stream Realty Partners (Stream) began with a vision. Not one focused on bricks and mortar, but with people at its foundation. Headquartered in Dallas, TX and operating in core markets coast to coast, we complete billions in annual transactions in office, industrial, retail, healthcare, land, and data center properties. With millions of square feet of assignments, Stream is one of the fastest-growing, full-service commercial real estate services organizations in the country. Our team of talented individuals have come together to create our distinct culture, best summarized by our firm’s core values: smart, honest, nice, and passionate. For more information, visit  www.streamrealty.com  and follow Stream on  LinkedIn ,  Instagram ,  X  and  Facebook . IMMEDIATE IMPACT. MEANINGFUL CAREER. At Stream, we know our success begins and ends with our people. It is the reason we work hard to attract and retain the best and brightest talent. From...
Sr. Compliance Officer, LRC
BMO
New York, NY, USA
Feb 03, 2026
Application Deadline: 02/20/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The Equities Compliance Vice President will assist in effective implementation, maintenance and administration of the Capital Markets Compliance Program.  The role provides compliance advisory services, coordinates and performs ongoing risk assessments, and performs monitoring and surveillance activities to ensure that the Compliance Program remains current and aligned with the Firm’s Enterprise-wide Compliance Program.  The Equities Compliance Vice President will be expected to have functional knowledge of a host of equity topics, such as, FINRA Rules 2210, 3130, 5310, as well as SEC Rules 605/6, 15c3-5. The role works closely with the relevant other internal business partners to ensure regulatory, corporate and fiduciary obligations are met.  This role will have a specific focus on compliance oversight over BMO’s Capital Markets and...
Private Wealth Investment Management Specialist
Bank of America
Columbia, SC, USA
Feb 03, 2026
Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our...
Senior Compliance Officer – Regulatory Initiatives, Policies and Procedures
TD
New York, NY, USA
Feb 03, 2026
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.  As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: Preferred Qualifications: This Compliance Officer is a key member of the TDS US Compliance Regulatory...
Chief Compliance Officer
HIS Envoys Group
Colorado Springs, CO, USA
Feb 03, 2026
Department: Executive Team Reports To: CEO Location: Colorado Springs, CO • Oakbrook Terrace, IL • Hybrid • In‑Person • Fully Remote FLSA Status: Exempt Position Type: Permanent — Full-time   Organization Summary The HIS Envoys Group of companies is a faith-driven financial firm committed to helping individual families, family offices, businesses, and nonprofits steward their God entrusted resources for Kingdom impact. We partner with and serve a wide range of both individual and institutional clients—including churches, ministries, rescue missions, retreat centers, and values-driven for-profit organizations—providing investment, retirement, and financial consulting solutions that align with biblical principles. Our team shares a deep commitment to our clients’ mission and values. We believe stewardship is a calling, not just a job. Whether serving a nonprofit ministry or a faith-led business, we approach every client relationship with...
Marketing Compliance Officer
Man Group
New York, NY, USA
Feb 03, 2026
Job Application for Marketing Compliance Officer at Man GroupNewNew York About Man Group Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent. Headquartered in London, we manage $213.9 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at...
Chief Compliance Officer, ETFs - Senior Vice President
iCapital
Greenwich, CT, USA
Feb 03, 2026
About the Role iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Officer to own and oversee the relevant investment advisers supporting the ETF business. This individual will also be responsible for leading the implementation and administration of compliance programs for the firm’s SEC registered ETF's SEC Registered Investment Advisers, NFA and CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products or entities.  Responsibilities Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑ Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking. Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool...
Chief Compliance Officer, ETFs - Senior Vice President
iCapital
New York, NY, USA
Feb 03, 2026
About the Role iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Officer to own and oversee the relevant investment advisers supporting the ETF business. This individual will also be responsible for leading the implementation and administration of compliance programs for the firm’s SEC registered ETF's SEC Registered Investment Advisers, NFA and CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products or entities.  Responsibilities Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑ Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking. Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool...
State Street Investment Management - Data Scientist - Summer Internship 2026
State Street
Quincy, MA, USA
Feb 02, 2026
About the job The State Street Investment Management (SSIM) Data, Analytics & AI Services (DAAIS) is seeking to hire a Data Science Intern at Boston office. You’ll work on exciting projects that bring AI solutions to life for our Investment Management business. This is a great opportunity to learn how AI supports technology platforms and services in a global financial organization. As part of our team, you’ll gain hands-on experience with modern AI tools and frameworks, contribute to solution design, and learn best practices for AI modelling and data governance. You’ll be supported by experienced professionals and have the chance to develop technical and problem-solving skills in a collaborative environment. Responsibilities: Adopt various modern AI tools to design and develop AI solution and disrupt traditional AI development approach and improve productivity. Become familiar in GenAI/LLM model evaluation, benchmarking, solution design, development, and...
2027 Investment Management Summer Internship
Barings
Charlotte, NC, USA
Feb 02, 2026
At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients. We thank you for your interest in joining the Barings team, and invite you to explore our current employment opportunities. Barings is seeking candidates for summer internship positions across public and private markets in   fixed income, real assets, and capital solutions . This 10-week program offers a unique opportunity to gain hands-on experience and insight into the financial industry. Outstanding performers will be considered for a position in our Analyst Program upon graduation.   Placements are available across a variety of investment teams, including but not limited to   Capital Solutions,...
Unclaimed Property Compliance Officer & Internal Auditor
State of Oklahoma
OK, USA
Feb 02, 2026
Job Posting Title Unclaimed Property Compliance Officer & Internal Auditor Agency 740 STATE TREASURER Supervisory Organization Office of the State Treasurer Job Posting End Date Refer to the date listed at the top of this posting, if available. Continuous if date is blank. Note: Applications will be accepted until 11:59 PM on the day prior to the posting end date above. Estimated Appointment End Date (Continuous if Blank) Full/Part-Time Full time Job Type Regular Compensation Starting Annual Salary Range: $65,000.00 - $80,000.00, based on education and experience. Job Description Starting Annual Salary Range: $65,000.00 - $80,000.00, based on education and experience. About The Job: The Oklahoma State Treasurer (OST) is seeking a detail-oriented and hard-working individual to join our Compliance & Audit team. The Compliance Officer & Internal Auditor position ensures fiscal policies,...
Capitol Compliance Officer & Internal Auditor
State of Oklahoma
OK, USA
Feb 02, 2026
Job Posting Title Capitol Compliance Officer & Internal Auditor Agency 740 STATE TREASURER Supervisory Organization Office of the State Treasurer Job Posting End Date Refer to the date listed at the top of this posting, if available. Continuous if date is blank. Note: Applications will be accepted until 11:59 PM on the day prior to the posting end date above. Estimated Appointment End Date (Continuous if Blank) Full/Part-Time Full time Job Type Regular Compensation Starting Annual Salary Range: $65,000.00 - $80,000.00, based on education and experience. Job Description Starting Annual Salary Range: $65,000.00 - $80,000.00, based on education and experience.   About The Job: The Oklahoma State Treasurer (OST) is seeking a detail-oriented and hard-working individual to join our Compliance & Audit team. The Compliance Officer & Internal Auditor position ensures fiscal policies, practices, and/or...
2026 Summer Associate – ClariVest Asset Management – Raymond James Investment Management- San Diego, CA
Raymond James
San Diego, CA, USA
Feb 02, 2026
Job Description Summary Follow established procedures to perform tasks and receive general guidance and direction to perform other work with substantial variety and varied complexity. Some judgment is required to adapt procedures, processes, and techniques to apply to more complex assignments. Job Description Raymond James Overview   One of the largest independent financial services firms in the country could be the place you build a career beyond your expectations.   Our focus is on   providing   trusted advice and tailored, sophisticated strategies for individuals and institutions. Raymond James Financial is a diversified holding company, headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management.   At Raymond James, we are putting the...
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Associate, Investment Management

Stream Realty
Apply Now
Charlotte, NC, USA
Feb 04, 2026

Company Description

Founded in 1996, Stream Realty Partners (Stream) began with a vision. Not one focused on bricks and mortar, but with people at its foundation. Headquartered in Dallas, TX and operating in 20 core markets coast to coast, we complete billions in annual transactions in office, industrial, retail, healthcare, land, and data center properties.  With millions of square feet of assignments, Stream is one of the fastest-growing, full-service commercial real estate services organizations in the country. Our team of 1,700  talented individuals have come together to create our distinct culture, best summarized by our firm’s core values: smart, honest, nice, and passionate. For more information, visit www.streamrealty.com and follow Stream on LinkedIn, Instagram, X and Facebook.  
 
IMMEDIATE IMPACT. MEANINGFUL CAREER. 
 
At Stream, we know our success begins and ends with our people. It is the reason we work hard to attract and retain the best and brightest talent. From day one, you will be an integral member of our high-caliber, collaborative team. We will empower you to apply your energy, expertise, and creativity to meet our clients’ needs while instilling in you unsurpassed market knowledge and development opportunities to succeed. When you join Stream, you won’t simply start a new job; you will build a meaningful and impactful career.

Job Description

PLATFORM OVERVIEW 

Stream's Investment Management team leverages the extensive expertise of Stream's offices and local relationships in markets from coast to coast to make informed investment decisions based on real-time supply and demand fundamentals.  The team, comprised of 30 professionals across 4 offices, actively manages five commingled funds, along with several joint ventures and wholly owned assets. In total, Stream oversees 63 investments encompassing 34 million square feet and over $3.4 billion in assets under management. 

POSITION OVERVIEW 

As an Associate on the Investment Management team, you will be responsible for executing acquisitions, asset management, and dispositions, and will work alongside Stream’s Chief Investment Officer and other leadership. This position will be based in Charlotte, NC, and will focus on growing our investment platform in the Southeast region. You will also work closely with Stream’s industrial development team to help source and execute investment opportunities. 

PRIMARY RESPONSIBILITIES 

  • Thoroughly understand relevant Southeast industrial market dynamics and help establish internal investment strategies based on real time market intelligence 

  • Foster and grow relationships within the local brokerage community 

  • Perform extensive underwriting and detailed quantitative analyses for prospective investments throughout each of Stream’s markets 

  • Assist in the preparation of investment memos summarizing strategic acquisitions and developments for Investment Committee and quarterly investment summaries for investors 

  • Manage the due diligence and closing process for new investments 

  • Work directly with asset managers to support capital management, monthly budgeting, and leasing strategy & decisions 

  • Assist with quarterly and annual reporting requirements, as well as mid-year and year-end valuations 

Qualifications

  • 1 to 3 years of investment or acquisition real estate experience required, preferably focused on industrial 

  • Bachelor’s degree required 

  • Detail-oriented with exceptional analytical and organizational skills, strong oral and written communication 

  • Ability to network and build relationships within local markets 

  • Excellent interpersonal skills, communication abilities, and creative problem solver 

  • Strong Excel with proven modeling abilities 

  • Proficiency in Argus preferred 

  • Knowledge or understanding of finance and capital markets 

Additional Information

#LI-OnSite  #LI-GD1

Stream is an equal-opportunity employer and does not discriminate on the basis of ethnicity, race, religion, sexual orientation, gender identity, age, national origin, disability, military status, or any other reason prohibited by law.

Stream Realty Partners offers competitive salaries, bonuses, medical/dental/vision insurance, pharmacy benefits, health savings account, flexible spending accounts, 401(k) plan with company matching, PTO, and holiday pay. Individual compensation packages are based on various factors unique to each candidate, including skill set, experience, qualifications, location, and other job-related reasons. 

To apply for a position, please visit our website at www.streamrealty.com

About Stream Realty
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