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Investment Management Product Manager, Senior Specialist
Vanguard
Malvern, PA, USA
Feb 06, 2026
Core Responsibilities 1. Investment Data Product Ownership & Strategy Own the Investment Data Stewardship product vision , strategy, and multi‑year roadmap across fund, benchmark, performance, and metadata domains. Define data product standards for accuracy, timeliness, lineage, and usability across WPS platforms (e.g., participant tools, advisor experiences, reporting). Drive prioritization decisions balancing business value, risk mitigation, regulatory needs, and technical feasibility . 2. Investment Domain Leadership Act as a subject matter authority on investment data , including: Mutual funds, collective trusts, and separate accounts Benchmarks, peer groups, and index relationships Returns, asset allocation, attribution, and risk measures Ensure investment data interpretations are consistent, auditable, and suitable for participant and advisor consumption . Establish guardrails for fiduciary‑grade data usage across digital channels. 3....
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Compliance Professional for Fee-Only, SEC RIA Firm
CGN Advisors, LLC
Hybrid (Manhattan, KS, USA)
Jan 08, 2026
Overview CGN Advisors is an independent, Fee-Only financial planning and investment management firm (SEC RIA) headquartered in Manhattan, KS, with offices located around the country. Depending on experience and qualifications, we are looking for a Compliance Associate or a Compliance Manager for our Operations division.  Roles and Responsibilities Manage all aspects and execute the day-to-day tasks of the firm’s compliance program Monitor and test the firm’s policies and procedures to ensure effectiveness of the compliance program Educate the firm’s IARs on regulatory compliance matters Serve as in-house compliance expert, responding to compliance-related questions from IARs Assist with the new IAR onboarding process Remain current with regulatory changes, annual examination priorities, etc. Interact with regulators, examiners, attorneys, etc. as needed Administer the firm’s enterprise systems Qualifications and Education Requirements Bachelor’s degree...
Investment Management Paralegal
Morgan Lewis
Philadelphia, PA, USA
Feb 06, 2026
Morgan, Lewis & Bockius LLP, one of the world’s leading global law firms with offices in strategic hubs of commerce, law, and government across North America, Asia, Europe, and the Middle East, is seeking to hire an entry level Paralegal in the Investment Management Practice Group. The Investment Management Paralegal will be responsible for working with attorneys, clients, accountants and other team members to prepare Securities and Exchange Commission filings, correspondence and Board meeting materials, in compliance with federal securities regulations. Morgan Lewis recognizes the benefits of supporting flexible working arrangements. This position can reside in either of the following offices: Philadelphia or Washington D.C.; with a hybrid in-office/remote working schedule. Flexibility with overtime is required.   Responsibilities Performs a variety of basic and increasingly complex paralegal assignments under the supervision of attorneys and with the...
Institutional Investment Management Intern
Bell Bank
Fargo, ND, USA
Feb 06, 2026
This internship provides a unique opportunity to learn about investment strategies, research, and portfolio construction across the various clients we serve. You’ll collaborate with experts in the field and contribute to real-world investment decisions. This internship will provide exposure to the different areas of institutional investment management through introductions, hands-on projects, and participation in investment strategy meetings. Primary Duties: Asset Allocation: Assist in analyzing asset allocation strategies for institutional clients across our various client types. Portfolio Construction: Participate in constructing and rebalancing investment portfolios. Manager Selection: Research and evaluate investment managers across various asset classes. Performance Reporting: Monitor portfolio performance, assess investment outcomes, and provide accurate and timely reporting for clients and Bell strategies. Market Research: Stay informed about market trends,...
Regional Compliance Officer - Key Investment Services (KIS)
KeyBank
Brooklyn, OH, USA
Feb 05, 2026
Location: 4900 Tiedeman Road, Brooklyn Ohio Job Summary The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary responsibility is conducting branch inspections, though this role also involves providing compliance training, drafting and updating policies, providing advice and guidance to business partners, investigating potential fraud and elder abuse claims, and supporting other compliance projects. This position requires strong analytical skills, clear communication, and the ability to manage multiple priorities in a dynamic environment. About Key Investment Services LLC KIS is a retail dual registered fully disclosed introducing broker/dealer and investment adviser that is non-banking affiliate of KeyBank National Association and a subsidiary of KeyCorp, a federally registered bank holding company.  KIS also offers insurance products in conjunction with an affiliated insurance agency...
Chief Compliance Officer - NLG Capital
National Life Insurance Company
Addison, TX, USA
Feb 05, 2026
Come join one of America’s fastest-growing insurance companies. Since 1848, National Life Group has aimed to keep our promises, providing families with stability in good times and in bad. Throughout that history, we have provided peace of mind to those families as they plan their futures. Our mission extends beyond the insurance and annuities policies that we offer. We strive to make the world a better place through our grants from our charitable foundation, paid volunteer time for our employees, environmentally sustainable and healthy workplaces, and events that promote the work of nonprofits in our own backyard. We foster a collaborative environment with opportunities for growth and encourage our associates to live our values: Do good. Be good. Make good. About Us NLG Capital, the investment management company of NLG, manages approximately $40 billion in AUM. Our purpose is simple – to allow NLG to keep its promises. How we do this – an obsessive focus on delivering...
Counsel, Funds & Investment Management
Dimensional Fund Advisors
Austin, TX, USA
Feb 04, 2026
Notes to applicants: Dimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility. Most roles fit our office-first hybrid approach: We are together on our campuses Tuesdays, Wednesdays, and Thursdays and have the choice to work in the office or remotely, depending on what is best for that work day, on Mondays and Fridays. This approach maximizes in-person collaboration and interaction while simultaneously providing flexibility and applies to most roles globally with a few exceptions that require more or less time in the office. Please discuss with your Recruiter to confirm the details for this specific role. Resumes and portfolios (when applicable) are required as part of your application. When applying from a mobile device or tablet, you may not be able to attach a resume. If you cannot include an attachment at the time of your application, you will receive a follow up email asking you to attach your resume from a computer....
Sr. Compliance Officer, LRC
BMO
Milwaukee, WI, USA
Feb 04, 2026
Application Deadline: 02/20/2026 Address: 790 N Water Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies and programs to address them. Identifies risks and implements appropriate actions to mitigate them. Develops and maintains compliance information for analysis and reporting. Achieves compliance goals by maintaining current knowledge of regulatory requirements and developments. Maintains functional and regulatory expertise specific to...
Program Manager – Client Pathways Transformation, VP III - State Street Investment Management
State Street
USA
Feb 04, 2026
Position Summary State Street Investment Management (IM), formerly known as State Street Global Advisors (SSGA), is undertaking a multi-year transformation program to modernize its front, middle and back-office capabilities. This initiative is core to IM’s long-term strategy to increase operating leverage, improve scalability, and enhance service delivery for our investment teams. We are seeking a Vice President, Program Manager to play a central role in driving this complex program forward. Reporting to the SVP leading the initiative, this individual will help coordinate execution, engage with business and technology partners, and ensure outcomes are delivered in line with IM’s strategic objectives. The VP will act as a key connector across internal teams and State Street affiliates (Global Delivery, Global Technology Services, and Client Pathways), ensuring transparency, alignment, and accountability across all phases of the program. This position sits within the Chief...
Sr Credit Manager - Global Wealth & Investment Management
Bank of America
New York, NY, USA
Feb 04, 2026
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations. At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!   Job...
Credit Service Associate - Global Wealth & Investment Management
Bank of America
Charlotte, NC, USA
Feb 04, 2026
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations. At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!   Job...
Graphic Design Specialist, Investment Management
Stream Realty
Dallas, TX, USA
Feb 04, 2026
Company Description Founded in 1996, Stream Realty Partners (Stream) began with a vision. Not one focused on bricks and mortar, but with people at its foundation. Headquartered in Dallas, TX and operating in core markets coast to coast, we complete billions in annual transactions in office, industrial, retail, healthcare, land, and data center properties. With millions of square feet of assignments, Stream is one of the fastest-growing, full-service commercial real estate services organizations in the country. Our team of talented individuals have come together to create our distinct culture, best summarized by our firm’s core values: smart, honest, nice, and passionate. For more information, visit  www.streamrealty.com  and follow Stream on  LinkedIn ,  Instagram ,  X  and  Facebook . IMMEDIATE IMPACT. MEANINGFUL CAREER. At Stream, we know our success begins and ends with our people. It is the reason we work hard to attract and retain the best and brightest talent. From...
Associate, Investment Management
Stream Realty
Charlotte, NC, USA
Feb 04, 2026
Company Description Founded in 1996, Stream Realty Partners (Stream) began with a vision. Not one focused on bricks and mortar, but with people at its foundation. Headquartered in Dallas, TX and operating in 20 core markets coast to coast, we complete billions in annual transactions in office, industrial, retail, healthcare, land, and data center properties.  With millions of square feet of assignments, Stream is one of the fastest-growing, full-service commercial real estate services organizations in the country. Our team of 1,700  talented individuals have come together to create our distinct culture, best summarized by our firm’s core values: smart, honest, nice, and passionate. For more information, visit www.streamrealty.com and follow Stream on LinkedIn, Instagram, X and Facebook.     IMMEDIATE IMPACT. MEANINGFUL CAREER.    At Stream, we know our success begins and ends with our people. It is the reason we work hard to attract and retain the best and brightest...
Sr. Compliance Officer, LRC
BMO
New York, NY, USA
Feb 03, 2026
Application Deadline: 02/20/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The Equities Compliance Vice President will assist in effective implementation, maintenance and administration of the Capital Markets Compliance Program.  The role provides compliance advisory services, coordinates and performs ongoing risk assessments, and performs monitoring and surveillance activities to ensure that the Compliance Program remains current and aligned with the Firm’s Enterprise-wide Compliance Program.  The Equities Compliance Vice President will be expected to have functional knowledge of a host of equity topics, such as, FINRA Rules 2210, 3130, 5310, as well as SEC Rules 605/6, 15c3-5. The role works closely with the relevant other internal business partners to ensure regulatory, corporate and fiduciary obligations are met.  This role will have a specific focus on compliance oversight over BMO’s Capital Markets and...
Senior Compliance Officer – Regulatory Initiatives, Policies and Procedures
TD
New York, NY, USA
Feb 03, 2026
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.  As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: Preferred Qualifications: This Compliance Officer is a key member of the TDS US Compliance Regulatory...
Chief Compliance Officer
HIS Envoys Group
Colorado Springs, CO, USA
Feb 03, 2026
Department: Executive Team Reports To: CEO Location: Colorado Springs, CO • Oakbrook Terrace, IL • Hybrid • In‑Person • Fully Remote FLSA Status: Exempt Position Type: Permanent — Full-time   Organization Summary The HIS Envoys Group of companies is a faith-driven financial firm committed to helping individual families, family offices, businesses, and nonprofits steward their God entrusted resources for Kingdom impact. We partner with and serve a wide range of both individual and institutional clients—including churches, ministries, rescue missions, retreat centers, and values-driven for-profit organizations—providing investment, retirement, and financial consulting solutions that align with biblical principles. Our team shares a deep commitment to our clients’ mission and values. We believe stewardship is a calling, not just a job. Whether serving a nonprofit ministry or a faith-led business, we approach every client relationship with...
Marketing Compliance Officer
Man Group
New York, NY, USA
Feb 03, 2026
Job Application for Marketing Compliance Officer at Man GroupNewNew York About Man Group Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent. Headquartered in London, we manage $213.9 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at...
Chief Compliance Officer, ETFs - Senior Vice President
iCapital
Greenwich, CT, USA
Feb 03, 2026
About the Role iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Officer to own and oversee the relevant investment advisers supporting the ETF business. This individual will also be responsible for leading the implementation and administration of compliance programs for the firm’s SEC registered ETF's SEC Registered Investment Advisers, NFA and CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products or entities.  Responsibilities Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑ Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking. Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool...
Chief Compliance Officer, ETFs - Senior Vice President
iCapital
New York, NY, USA
Feb 03, 2026
About the Role iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Officer to own and oversee the relevant investment advisers supporting the ETF business. This individual will also be responsible for leading the implementation and administration of compliance programs for the firm’s SEC registered ETF's SEC Registered Investment Advisers, NFA and CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products or entities.  Responsibilities Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑ Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking. Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool...
State Street Investment Management - Data Scientist - Summer Internship 2026
State Street
Quincy, MA, USA
Feb 02, 2026
About the job The State Street Investment Management (SSIM) Data, Analytics & AI Services (DAAIS) is seeking to hire a Data Science Intern at Boston office. You’ll work on exciting projects that bring AI solutions to life for our Investment Management business. This is a great opportunity to learn how AI supports technology platforms and services in a global financial organization. As part of our team, you’ll gain hands-on experience with modern AI tools and frameworks, contribute to solution design, and learn best practices for AI modelling and data governance. You’ll be supported by experienced professionals and have the chance to develop technical and problem-solving skills in a collaborative environment. Responsibilities: Adopt various modern AI tools to design and develop AI solution and disrupt traditional AI development approach and improve productivity. Become familiar in GenAI/LLM model evaluation, benchmarking, solution design, development, and...
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Investment Management Product Manager, Senior Specialist

Vanguard
Apply Now
Malvern, PA, United States
Feb 06, 2026
Finance

Core Responsibilities

1. Investment Data Product Ownership & Strategy

  • Own the Investment Data Stewardship product vision, strategy, and multi‑year roadmap across fund, benchmark, performance, and metadata domains.
  • Define data product standards for accuracy, timeliness, lineage, and usability across WPS platforms (e.g., participant tools, advisor experiences, reporting).
  • Drive prioritization decisions balancing business value, risk mitigation, regulatory needs, and technical feasibility.

2. Investment Domain Leadership

  • Act as a subject matter authority on investment data, including:
    • Mutual funds, collective trusts, and separate accounts
    • Benchmarks, peer groups, and index relationships
    • Returns, asset allocation, attribution, and risk measures
  • Ensure investment data interpretations are consistent, auditable, and suitable for participant and advisor consumption.
  • Establish guardrails for fiduciary‑grade data usage across digital channels.

3. Data Stewardship & Governance Leadership

  • Own investment data stewardship operating models, including:
    • Data ownership and accountability
    • Quality standards and controls
    • Metadata, business definitions, and lineage
  • Partner with the various business lines to align to data governance frameworks while representing the unique needs of investment data.
  • Ensure stewardship practices support regulatory, compliance, and internal risk expectations.

4. Technology & Data Platform Enablement

  • Partner with engineering and architecture teams to:
    • Modernize investment data pipelines and stores
    • Enable cloud‑based data platforms
    • Support scalable ingestion of custodian and market data feeds
  • Translate investment and business needs into well‑defined product requirements, epics, and success metrics.
  • Champion automation of data quality checks, reconciliations, and monitoring.

5. Cross‑Functional Leadership & Influence

  • Serve as a single accountable product owner across Investment Solutions, GIFS, Technology, Data Governance, and External Data Providers.
  • Lead complex initiatives that require alignment across multiple senior stakeholder groups without formal authority.
  • Communicate clearly with executive audiences on progress, risks, and trade‑offs.

6. Business Value & Outcomes

  • Demonstrate measurable impact through:
    • Reduced investment data defects and rework
    • Faster onboarding of new funds and products
    • Improved participant and advisor data experiences
    • Increased confidence in externally distributed data (e.g., Morningstar)
  • Track and report product KPIs tied to quality, adoption, efficiency, and business outcomes.

Qualifications

1. Investment & Financial Domain

  • Deep understanding of investment products and investment data (fund structures, benchmarks, performance calculations, asset allocation).
  • Experience working with custodians, asset managers, or investment data aggregators.
  • Strong grasp of how investment data is consumed across digital tools, reporting, and client communications.

2. Product & Business Acumen

  • 8 years of experience in product management, investment analytics, data product ownership, or platform leadership.
  • Proven ability to own product strategy and drive complex, cross‑functional execution.
  • Strong financial, analytical, and decision‑making skills; able to articulate ROI and business impact.

3. Technical & Data Acumen

  • Ability to partner effectively with engineers/analysts on:
    • Data models and schemas
    • Quality controls and automation
    • Integration patterns and data distribution
  • Working knowledge of data concepts sufficient to guide design and validate outcomes.
  • Coach and support data analysts aligned to your function

4. Leadership & Influence

  • Executive‑level communication skills with the ability to simplify complex technical and investment concepts.
  • Strong influencing skills; capable of driving alignment without direct authority.
  • Proven track record leading through ambiguity and organizational change.

Special Factors

Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we don't just have a mission—we're on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

About Vanguard
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