26 jobs found

Refine Search
Refine Search
Investment Management Associate Attorney (Mid-Level)
Morrison & Foerster, LLP
Denver, CO, USA
Feb 22, 2026
Overview Who We Are MoFo is a destination law firm for talented, ambitious attorneys who value collaboration, teamwork, and commitment to excellence. We are known around the world not only for delivering innovative yet practical client service but also for serving as an incubator for our top-notch talent.   MoFo consistently receives top-tier rankings from leading directories and publications, speaking to our legal capabilities, dedication to creating an inclusive workplace, and commitment to our communities.   Our Investment Management Group   MoFo’s Investment Management group is a dynamic, highly skilled, and diverse team representing clients whose businesses span the breadth of the investment management industry.  Learn more about our team and the work you can do by clicking here: https://www.mofo.com/capabilities/investment-management .   Who You Are You have 3  – 6 years of experience, preferably at an Am Law top 100...
Featured
Compliance Professional for Fee-Only, SEC RIA Firm
CGN Advisors, LLC
Hybrid (Manhattan, KS, USA)
Jan 08, 2026
Overview CGN Advisors is an independent, Fee-Only financial planning and investment management firm (SEC RIA) headquartered in Manhattan, KS, with offices located around the country. Depending on experience and qualifications, we are looking for a Compliance Associate or a Compliance Manager for our Operations division.  Roles and Responsibilities Manage all aspects and execute the day-to-day tasks of the firm’s compliance program Monitor and test the firm’s policies and procedures to ensure effectiveness of the compliance program Educate the firm’s IARs on regulatory compliance matters Serve as in-house compliance expert, responding to compliance-related questions from IARs Assist with the new IAR onboarding process Remain current with regulatory changes, annual examination priorities, etc. Interact with regulators, examiners, attorneys, etc. as needed Administer the firm’s enterprise systems Qualifications and Education Requirements Bachelor’s degree...
Alternative Investments Analyst - Cigna Investment Management (CIM) - Hybrid
Cigna Healthcare
Bloomfield, CT, USA
Feb 21, 2026
Cigna Investment Management (CIM) manages over $20 billion in assets on behalf of Cigna, a publicly traded global health services company.  CIM’s assets are invested in public and private corporate bonds, commercial mortgages, private equity, private credit, real estate equity, public equity and short-term investments.  Join our Alternative Investments team and help source, evaluate, and execute attractive new investment opportunities with third-party fund managers. In this role, you will collaborate with experienced investment professionals, contribute meaningful insights, and develop expertise across private credit, mezzanine debt, private equity secondaries, and equity buyout strategies. If you’re curious, analytical, and eager to learn in a dynamic environment, this is an exciting opportunity to build your career in alternatives. Responsibilities Support sourcing, evaluation and execution of limited partnership fund commitments and direct co-investment opportunities...
Regional Compliance Officer (West) - Key Investment Services (KIS)
KeyBank
WA, USA
Feb 21, 2026
Location: For Those Who Work At Home, Washington Job Summary The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary responsibility is conducting branch inspections, though this role also involves providing compliance training, drafting and updating policies, providing advice and guidance to business partners, investigating potential fraud and elder abuse claims, and supporting other compliance projects. This position requires strong analytical skills, clear communication, and the ability to manage multiple priorities in a dynamic environment. About Key Investment Services LLC KIS is a retail dual registered fully disclosed introducing broker/dealer and investment adviser that is non-banking affiliate of KeyBank National Association and a subsidiary of KeyCorp, a federally registered bank holding company.  KIS also offers insurance products in conjunction with an affiliated insurance agency...
Alternative Investments Compliance Officer
Morgan Stanley
Dallas, TX, USA
Feb 21, 2026
We're seeking someone to join our team as an Alternative Investments Compliance Officer in Wealth Management Compliance to provide regulatory and compliance advice and guidance to the Wealth Management business groups that are involved in either the design, sale, control, and approval or Alternative Investments, or are focused on client services. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the Investment Product Compliance team, which is responsible for guiding business units from product inception through management to ensure regulatory alignment, mitigate risk through efficient controls, and maintain compliance by monitoring and updating policies in response to an evolving regulatory environment. Since 1935, Morgan Stanley is known as a global leader in financial services, always...
Alternative Investments Compliance Officer
Morgan Stanley
Dallas, TX, USA
Feb 20, 2026
We're seeking someone to join our team as an Alternative Investments Compliance Officer in Wealth Management Compliance to provide regulatory and compliance advice and guidance to the Wealth Management business groups that are involved in either the design, sale, control, and approval or Alternative Investments, or are focused on client services. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the Investment Product Compliance team, which is responsible for guiding business units from product inception through management to ensure regulatory alignment, mitigate risk through efficient controls, and maintain compliance by monitoring and updating policies in response to an evolving regulatory environment. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving...
Marketing Compliance Officer
Man Group
New York, NY, USA
Feb 20, 2026
Job Application for Marketing Compliance Officer at Man GroupNew York About Man Group Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent. Headquartered in London, we manage $213.9 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at www.man.com...
Chief Compliance Officer - NLG Capital
National Life Insurance Company
Addison, TX, USA
Feb 20, 2026
Come join one of America’s fastest-growing insurance companies. Since 1848, National Life Group has aimed to keep our promises, providing families with stability in good times and in bad. Throughout that history, we have provided peace of mind to those families as they plan their futures. Our mission extends beyond the insurance and annuities policies that we offer. We strive to make the world a better place through our grants from our charitable foundation, paid volunteer time for our employees, environmentally sustainable and healthy workplaces, and events that promote the work of nonprofits in our own backyard. We foster a collaborative environment with opportunities for growth and encourage our associates to live our values: Do good. Be good. Make good. About Us NLG Capital, the investment management company of NLG, manages approximately $40 billion in AUM. Our purpose is simple – to allow NLG to keep its promises. How we do this – an obsessive focus on delivering...
State Street Investment Management - IT Risk 2026 Summer Internship
State Street
Quincy, MA, USA
Feb 19, 2026
Who we are looking for People who are interested in bringing and growing their business and technology skills to join our Risk Technology team.  You will be responsible for providing support as a business analyst for Investment Risk.  What you will be responsible for Support the Risk IT team by providing analysis of market specifically the business analysts.  Perform As an intern in the COO organization, you will: Help with communications and employee engagement across Technology Platform Engineering and Operations Help with organizational design activities Assist in measuring and tracking Technology Platform Engineering and Operations progress and success Perform data analysis that will be used in system migration or integration Parter with Risk Business Analysts to understand and document business requirements for complex product offerings, model upgrades and regulatory initiatives Detailed responsibilities include : Track and maintain OKR...
State Street Investment Management - IT Risk 2026 Summer Internship
State Street
Quincy, MA, USA
Feb 19, 2026
Who we are looking for People who are interested in bringing and growing their business and technology skills to join our Risk Technology team.  You will be responsible for providing support as a business analyst for Investment Risk.  What you will be responsible for Support the Risk IT team by providing analysis of market specifically the business analysts.  Perform As an intern in the COO organization, you will: Help with communications and employee engagement across Technology Platform Engineering and Operations Help with organizational design activities Assist in measuring and tracking Technology Platform Engineering and Operations progress and success Perform data analysis that will be used in system migration or integration Parter with Risk Business Analysts to understand and document business requirements for complex product offerings, model upgrades and regulatory initiatives Detailed responsibilities include : Track and maintain OKR...
Senior Program Manager, Startup Investment Management, AWS Worldwide Startups
Amazon
San Francisco, CA, USA
Feb 19, 2026
Would you like to lead complex programs that enable AWS to better serve the global startup ecosystem? Do you have the strategic program management expertise to create and optimize scalable mechanisms that drive venture capital engagement, startup acceleration, and technical innovation initiatives? Trusted by more startups around the world, AWS makes the power of cloud computing accessible to all. We give founders everywhere access to the same technology that powers the world's largest companies. With nearly 20 years of experience, gained from supporting hundreds of thousands of startups, the AWS Startups team helps founders prove that their world-changing ideas are possible, at any stage of growth, and any level of funding. This is why more startups, and over 80% of unicorns, choose to launch on AWS. As a Senior Program Manager within the AWS Startup team, you will be responsible for managing complex, strategic programs that support our Investor Management initiatives. You'll work...
Sr Trust Compliance Officer
Columbia Bank
Denver, CO, USA
Feb 19, 2026
About the Role: The Sr Trust Compliance Officer – Columbia Private Trust (CPT) is responsible for leading the execution, development, implementation, and maintenance of all assigned responsibilities of Columbia Private Trust’s Compliance Management Program. Acts in a senior leadership role in providing guidance and ensuring execution of other assigned compliance-related projects, tasks, and functions. Prepares reports for various management committees and provides oversight and support in audits and examinations. Defines and upholds rigorous departmental controls and ensures compliance with ERISA law, IRS regulations, and external agency regulators including, but not limited to the FDIC, Oregon Division of Banking, and the SEC.   Responsible for acting in a managerial capacity for the CPT compliance function including the supervision and development of team members. Oversee the development and updating of compliance-related policies, procedures, and supporting documents...
Senior Principal Consultant, (Chief Compliance Officer)
ACA Group
Portland, ME, USA
Feb 19, 2026
The Opportunity: The Senior Principal Consultant/Outsourced Chief Compliance Officer is responsible for Investment Advisor compliance clients, particularly RIAs managing private funds and/or registered products (ETFs and/or mutual funds),and provides those clients with expert advice and guidance related to the design and implementation of their compliance programs. This role can be based out of New York, Pittsburgh, Chattanooga, Portland/Maine, Boston, Chicago, Boca Raton, Miami, San Francisco, Los Angeles, Dallas or Houston.   What you’ll do: Serve as the outsourced chief compliance officer for RIA compliance clients. Lead a 3-person team to deliver compliance programs consistent with SEC regulatory requirements Provide clear, focused, and practical guidance to clients based on SEC regulations Conduct (scheduled and ad hoc) conference calls and online meetings with client executives to deliver guidance and advice with respect to regulatory best...
Chief Compliance Officer
HIS Envoys Group
Colorado Springs, CO, USA
Feb 18, 2026
Department: Executive Team Reports To: CEO Location: Colorado Springs, CO • Oakbrook Terrace, IL • Hybrid • In‑Person • Fully Remote FLSA Status: Exempt Position Type: Permanent — Full-time   Organization Summary The HIS Envoys Group of companies is a faith-driven financial firm committed to helping individual families, family offices, businesses, and nonprofits steward their God entrusted resources for Kingdom impact. We partner with and serve a wide range of both individual and institutional clients—including churches, ministries, rescue missions, retreat centers, and values-driven for-profit organizations—providing investment, retirement, and financial consulting solutions that align with biblical principles. Our team shares a deep commitment to our clients’ mission and values. We believe stewardship is a calling, not just a job. Whether serving a nonprofit ministry or a faith-led business, we approach every client relationship with...
Compliance Officer (61217)
IEC CORP GROUP
Ontario, CA, USA
Feb 18, 2026
Job DetailsJob Location: California Ontario IST - Ontario, CA 91764Salary Range: $70,304.00 - $71,000.00 Salary/yearJob Category: CorporateInternational Education Corporation is the leader in post-secondary career education. Working at our employee-owned company is more than just a great career - its an investment in yourself. Our mission is to drive personal and community transformation by empowering students to make a positive and enduring life change. We are consistently searching for like-minded compassionate professionals who strive to be the best in their respective fields. Our top candidates share our commitment to helping students build the skills to create a future of which they can be proud. We are currently seeking an Compliance Officer to join our team. This position is directly responsible for ensuring successful achievement of all campus outcomes relative to accreditation and state regulatory compliance, including accreditation readiness visits, placement...
Investment Management Specialist
Bank of America
Chicago, IL, USA
Feb 18, 2026
Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our...
Director – Bank Regulatory Compliance Officer
TD
New York, NY, USA
Feb 18, 2026
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $180,000 - $225,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.  As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: Preferred Qualifications: This Compliance Officer is a key member of the TDS US Compliance Regulatory...
Credit Underwriter II - Global Wealth & Investment Management
Bank of America
Charlotte, NC, USA
Feb 18, 2026
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations. At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us! Job...
Senior Compliance Officer, Product & Structured Transactions (MD)
Guggenheim Investments
New York, NY, USA
Feb 18, 2026
Position Summary Guggenheim Investments is currently seeking a Senior Compliance Officer to support the regulatory oversight of complex fixed income products and registered investment adviser (RIA) programs. The ideal candidate will have an in-depth knowledge of broad compliance matters relating to these areas, along with a deep understanding of the related regulatory requirements. The successful candidate will work closely with the CCO and the leadership team in the ongoing development and implementation of the firm’s compliance programs. Given the overlap between the regulated businesses, however, this role will support all aspects of the firm’s compliance program, including providing regulatory guidance to business partners throughout the firm, conducting and/or facilitating the testing program, and administering the firm’s compliance policies and procedures. This role will appeal to individuals who enjoy working in a dynamic and fast-paced environment, and are interested...
Legal Counsel Investment Management
Nomura Holdings, inc.
New York, NY, USA
Feb 18, 2026
Corporate Title: Vice President Department: Legal Location: New York- midtown (Hybrid) The base pay range for this position at commencement of employment is expected to be between $175K and $225K/year*   Company overview Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit  www.nomura.com .   Aon’s Benefit Index ® , Nomura’s benefits rank #1 amongst our competitors   Department overview:...
Back to job list
Back

Investment Management Associate Attorney (Mid-Level)

Morrison & Foerster, LLP
Apply Now
Denver, Colorado, United States
Feb 22, 2026
Legal
Overview

Who We Are

MoFo is a destination law firm for talented, ambitious attorneys who value collaboration, teamwork, and commitment to excellence. We are known around the world not only for delivering innovative yet practical client service but also for serving as an incubator for our top-notch talent.

 

MoFo consistently receives top-tier rankings from leading directories and publications, speaking to our legal capabilities, dedication to creating an inclusive workplace, and commitment to our communities.

 

Our Investment Management Group

 

MoFo’s Investment Management group is a dynamic, highly skilled, and diverse team representing clients whose businesses span the breadth of the investment management industry.  Learn more about our team and the work you can do by clicking here: https://www.mofo.com/capabilities/investment-management.

 

Who You Are

  • You have 3 – 6 years of experience, preferably at an Am Law top 100 firm. Regulatory experience with the SEC’s Division of Investment Management is also valued.
  • You are located in New York, Denver, or Washington DC.
  • You have excellent experience with registered investment advisers and investment companies – including registered alternative asset funds and other SEC-registered products.
  • You have drafted key corporate governance documents for registered advisers and registered investment companies.
  • You have experience advising private fund clients and their advisers on the Investment Advisers Act of 1940, general securities laws and issues relating to registration, exemptions, compliance, governance and product structure.
  • You have outstanding writing and analytical skills and top academic credentials.
  • You are eager to be part of a collaborative and dynamic group of specialists.
  • You are admitted to the state bar in which you are practicing or are eligible to waive in.
  •  

 

What We Offer

  • A variety of options for medical, dental, vision, life, and disability coverage to meet the needs of you and your family.
  • Industry-leading parental leave and family benefits including adoption and fertility treatment options, backup child and elder care, and more.
  • Tax free health accounts: HSA and FSA.
  • 401(k) or Roth 401(k) plans.
  • Global wellness program, including free access to health care advocates, Employee Assistance Program, Talkspace, and Calm apps.
  • Flex Time Away and reduced schedule arrangements.
  • Paid annual fees for primary state bar registration, and up to two professional associations. Additional bar memberships may be approved on a case-by-case basis.
  • Dedicated in-house pro bono counsel to assist with identifying pro bono organizations and matters to work with.
  • Matching gift programs for law school and charitable organization donations.

 

Inquiries

For questions regarding this position, please contact Onika McDonnell, Senior Attorney Recruiting Specialist.

 

Morrison Foerster accepts applications for this position on an ongoing basis, until filled.

 

Where required by law, salary ranges are stated below. Additional compensation may include a discretionary bonus, health/welfare benefits (including parental, adoption, and fertility benefits), flexible time off, and paid holidays. The range displayed is specifically for positions performed in those cities/states and may vary based on factors including but not limited to the following: market data and ranges; an applicant's skills and prior relevant experience (including class year); and certain degrees, licensing, and certifications.

 

Denver, CO annual salary range: $260,000 to $390,000
New York, NY annual salary range: $260,000 to $390,000
Washington, DC annual salary range: $260,000 to $390,000

About Morrison & Foerster, LLP
Go to job list