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Director, Centralized Investment Management Platform
Hightower
Chicago, IL, USA
Mar 03, 2026
Our Story Founded in 2008, Hightower is a wealth management firm that provides investment, financial and retirement planning services to individuals, foundations and family offices, as well as 401(k) consulting and cash management services to corporations. Hightower’s capital solutions, operational support services, size and scale empower its vibrant community of independent-minded wealth advisors to grow their businesses and help their clients achieve their financial vision. Based in Chicago with advisors across the U.S., we operate as a registered investment advisor (RIA).   Your Future Team The Advisor Products and Enablement team drives the vision, strategy, and success of our products from concept to adoption. This team collaborates across departments to define product requirements, prioritize development efforts, and ensure alignment with business goals. In addition, they empower internal teams and advisor practices through product training,...
Featured
Fund Compliance Manager
Bitwise Asset Management, Inc.
Hybrid (New York, NY, USA)
Feb 24, 2026
It’s rare that a new asset class is born. Nevertheless, we’re witnessing exactly that with the rise of crypto. Over just the last few years, since Bitwise was founded, crypto has evolved from an embryonic $50B market to a growing $3T+ juggernaut. At Bitwise, we believe that crypto has reached a turning point, and is headed north of $10T over the next few years.  This is an exciting moment for Bitwise as a firm. For eight years, we have established a track record of excellence managing a broad suite of index and active solutions across ETFs, separately managed accounts, private funds, institutional staking, and hedge fund strategies. This year, we crossed $15B in client assets and are growing quickly. Thousands of financial advisors, family offices, and institutional investors partner with Bitwise to understand and access the opportunities in crypto. We are known for providing unparalleled client support through expert research and commentary, a nationwide client team of...
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Compliance Professional for Fee-Only, SEC RIA Firm
CGN Advisors, LLC
Hybrid (Manhattan, KS, USA)
Jan 08, 2026
Overview CGN Advisors is an independent, Fee-Only financial planning and investment management firm (SEC RIA) headquartered in Manhattan, KS, with offices located around the country. Depending on experience and qualifications, we are looking for a Compliance Associate or a Compliance Manager for our Operations division.  Roles and Responsibilities Manage all aspects and execute the day-to-day tasks of the firm’s compliance program Monitor and test the firm’s policies and procedures to ensure effectiveness of the compliance program Educate the firm’s IARs on regulatory compliance matters Serve as in-house compliance expert, responding to compliance-related questions from IARs Assist with the new IAR onboarding process Remain current with regulatory changes, annual examination priorities, etc. Interact with regulators, examiners, attorneys, etc. as needed Administer the firm’s enterprise systems Qualifications and Education Requirements Bachelor’s degree...
Capitol Compliance Officer & Internal Auditor
State of Oklahoma
OK, USA
Mar 03, 2026
Job Posting Title Capitol Compliance Officer & Internal Auditor Agency 740 STATE TREASURER Supervisory Organization Office of the State Treasurer Job Posting End Date Refer to the date listed at the top of this posting, if available. Continuous if date is blank. Note: Applications will be accepted until 11:59 PM on the day prior to the posting end date above. Estimated Appointment End Date (Continuous if Blank) Full/Part-Time Full time Job Type Regular Compensation Starting Annual Salary Range: $65,000.00 - $80,000.00, based on education and experience. Job Description Starting Annual Salary Range: $65,000.00 - $80,000.00, based on education and experience.   About The Job: The Oklahoma State Treasurer (OST) is seeking a detail-oriented and hard-working individual to join our Compliance & Audit team. The Compliance Officer & Internal Auditor position ensures fiscal policies, practices, and/or...
Marketing Compliance Officer
Man Group
New York, NY, USA
Mar 03, 2026
Job Application for Marketing Compliance Officer at Man GroupNew York About Man Group Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent. Headquartered in London, we manage $227.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at www.man.com...
Compliance Officer for IS/GD, Assistant Vice President
State Street
Boston, MA, USA
Mar 03, 2026
Who we are looking for We are seeking to recruit an enthusiastic Compliance professional, to join our Corporate Compliance team. The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory compliance support within the asset services business line. The candidate will play a fundamental role in handling a wide variety of compliance-related matters. Responsibilities will include working closely with colleagues to assist in: designing and implementing compliance program processes and procedures, executing compliance risk assessments, and reporting compliance health to the appropriate business unit and/or legal entity governing bodies. The role provides compliance advisory for Investment Services and Custody business lines. This role can be performed in a hybrid model (4 days onsite Boston/ Quincy and 1 day remote), where you can balance work from home and office to match your needs and the role requirements. Why this role is important...
Private Wealth Investment Management Specialist
Bank of America
Columbia, SC, USA
Mar 03, 2026
Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our...
Sr. Compliance Officer, LRC
BMO
New York, NY, USA
Mar 03, 2026
Application Deadline: 03/13/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The Equities Compliance Vice President will assist in effective implementation, maintenance and administration of the Capital Markets Compliance Program.  The role provides compliance advisory services, coordinates and performs ongoing risk assessments, and performs monitoring and surveillance activities to ensure that the Compliance Program remains current and aligned with the Firm’s Enterprise-wide Compliance Program.  The Equities Compliance Vice President will be expected to have functional knowledge of a host of equity topics, such as, FINRA Rules 2210, 3130, 5310, as well as SEC Rules 605/6, 15c3-5. The role works closely with the relevant other internal business partners to ensure regulatory, corporate and fiduciary obligations are met.  This role will have a specific focus on compliance oversight over BMO’s Capital Markets and...
Financial Modeling Analyst for Ignition Capital LLC - a New York-based investment management firm (remote)
Hire5
New York, NY, USA
Mar 03, 2026
Ignition Capital LLC is an investment management firm based in New York. The firm helps new ventures in raising capital with a seven-step process including invest-ability assessment, team capability mapping, collateral creation, data room build, capital raise execution, project oversight, and board advisory. Ignition Capital offers three product verticals: Advisory Services: Provides outsourced strategic CFO, strategy execution framework engineering and implementation, marketing, tech, and general oversight to drive efficiency. Portfolio Management: Actively manages a multi-vertical portfolio of companies it has invested in. Investment Structuring and Capital Raising: Structures small to mid-market companies for invest-ability, conducts the capital raise, and stays on as a board advisor to guide and facilitate execution once the capital is in place. Your potential manager, Jacqueline Kapur , is the Founder & Chief Executive Officer at...
Senior Accountant - Investment Management (SEC Reporting & Valuation)
BIP Ventures
Atlanta, GA, USA
Mar 03, 2026
ABOUT BIP CAPITAL BIP Capital is a dynamic venture capital firm based in Atlanta, GA. Over the last 17 years, BIP Capital has driven industry-leading returns while its funds have shown remarkable consistency. The firm manages over $1.6 Billion in client assets and is growing rapidly. ABOUT THE FINANCE, ACCOUNTING, AND COMPLIANCE TEAM BIP Capital’s Finance, Accounting, and Compliance (“FAC”) team is made up of high performing, driven, and intelligent individuals who value teamwork and trust. At BIP Capital, the results of our company are imperative to the success of our company, providing trust and insights to our investors and key stakeholders. We strive to provide timely reporting with the utmost focus on quality through the use of technology, combined with our deep expertise in the industry. In addition to our dedication to our reporting role, we are responsible for and highly focused on building the appropriate infrastructure to support the development of our new product...
Investment Management Intern
Montecito Bank & Trust
Montecito, CA, USA
Mar 03, 2026
Join Montecito Bank & Trust as an Investment Management Intern ! Are you a talented student or recent college graduate looking to gain professional work experience? Do you enjoy getting involved in your communities and have a desire to work for an award-winning Best Bank to help build your career? By joining our team, we are dedicated to your career development and wellbeing, in and out of the workplace. About the Role Montecito Bank & Trust is offering a paid, part-time Investment Management Internship in our Wealth Management department. As an Investment Management Intern, you will deliver a World Class Experience by supporting our Wealth Management team members as well as other Bank departments. You will work in a fast-paced environment and work on projects related to audit preparation, client presentations, research, and financial planning analysis. You will be located in Montecito, CA with a fully on-site work schedule. What We’re Looking For A high school...
Fixed Income Trading Assistant/Junior Trader - Cigna Investment Management (CIM) - Hybrid
The Cigna Group
Bloomfield, CT, USA
Mar 02, 2026
The job profile for this position is Investment Lead Analyst, which is a Band 3 Senior Contributor Career Track Role. Excited to grow your career? We value our talented employees, and whenever possible strive to help one of our associates grow professionally before recruiting new talent to our open positions. If you think the open position you see is right for you, we encourage you to apply! Our people make all the difference in our success. Cigna Investment Management (CIM) manages over $20 billion in assets on behalf of Cigna, a publicly traded global health services company. CIM’s assets are invested in public bonds, private placement securities, commercial mortgages, real estate equity, mezzanine debt, private equity, equity securities, warrants, commercial paper, certificates of deposit, municipal securities, mutual fund shares, United States government securities, options contracts on securities, futures contracts on intangibles, money market funds, derivatives,...
Analyst - Funds and Board Governance, Officer - State Street Investment Management
State Street
Boston, MA, USA
Mar 02, 2026
As the Board Relationship Officer you will join a team that has governance and oversight responsibilities for SSIM’s investment products registered for distribution in the United States. Specifically, you will partner with constituents to develop and maintain a robust annual contract renewal process in support of State Street’s U.S. registered investment adviser, SSIM Funds Management, Inc. You will act as a liaison to compliance, operations, legal, portfolio management, adviser. You will assist in collation of metrics and data to feed into various reports that support our Fund Boards and internal operating units. You will oversee the process for the compilation and regulatory filing of SSIM Funds Management, Inc.’s proxy voting records. You will coordinate the movement of reports between service providers and quality check identifying information, ensuring the timely filing and distribution of the regulatory reports. Additionally, you will support board reporting and...
College to Corporate Investment Management Intern
Vanguard
Malvern, PA, USA
Mar 02, 2026
Why join Vanguard’s College to Corporate Internship Program for Investment Management? You will experience buy-side investing with an innovative investment management organization. Your internship will provide an opportunity to collaborate alongside a team of premier investment professionals and influence the outcomes of over fifty million clients. Through hands-on involvement with the global investment ecosystem and equipped with the tools and resources to succeed, you’ll learn how these elements shape the financial future of our clients and of Vanguard itself. Make it count! In this internship program: Pursue an assignment within Vanguard's investment teams including fixed income, global equity, strategic & quantitative equity, investment strategy, portfolio review, and risk management. You will work in a department that draws upon your experiences and interests as well as meets strategic business needs Experience a comprehensive approach to investing that employs...
Analyst - Funds and Board Governance, Officer - State Street Investment Management
State Street
Boston, MA, USA
Mar 02, 2026
As the Board Relationship Officer you will join a team that has governance and oversight responsibilities for SSIM’s investment products registered for distribution in the United States. Specifically, you will partner with constituents to develop and maintain a robust annual contract renewal process in support of State Street’s U.S. registered investment adviser, SSIM Funds Management, Inc. You will act as a liaison to compliance, operations, legal, portfolio management, adviser. You will assist in collation of metrics and data to feed into various reports that support our Fund Boards and internal operating units. You will oversee the process for the compilation and regulatory filing of SSIM Funds Management, Inc.’s proxy voting records. You will coordinate the movement of reports between service providers and quality check identifying information, ensuring the timely filing and distribution of the regulatory reports. Additionally, you will support board reporting and...
Vice President - Investment Management Risk Operations
Morgan Stanley
New York, NY, USA
Mar 02, 2026
We're seeking someone to join our team as a Risk Manager in Investment Management Operations to primarily be responsible for risk coverage, assessment and monitoring for Operations functions in Investment Management. In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships. This is an Advanced Specialist position at Vice President level within Risk, Regulatory & Resilience, which performs various independent functions to ensure adequate controls are in place. We do this by providing an integrated risk and control framework to govern, assess, mitigate and manage financial and operational risk in Operations. Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals. Interested in joining a team that’s eager to...
Vice President - Investment Management Risk Operations
Morgan Stanley
New York, NY, USA
Mar 02, 2026
We're seeking someone to join our team as a Risk Manager in Investment Management Operations to primarily be responsible for risk coverage, assessment and monitoring for Operations functions in Investment Management. In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships. This is an Advanced Specialist position at Vice President level within Risk, Regulatory & Resilience, which performs various independent functions to ensure adequate controls are in place. We do this by providing an integrated risk and control framework to govern, assess, mitigate and manage financial and operational risk in Operations. Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals. Interested in joining a team that’s eager to...
Broker Dealer Regulatory Governance Advisory Compliance Officer
Sumitomo Mitsui Banking Corporation
New York, NY, USA
Mar 02, 2026
 SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges.   In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization’s extensive global network. The Group’s...
Securities Lending Global Oversight Manager, Vice President, State Street Investment Management
State Street
Boston, MA, USA
Feb 28, 2026
Role Description: The Global Securities Lending Oversight Manager is a key leader within the Securities Lending Group at State Street Investment Management. In this role, you will design and implement an oversight program to ensure strong governance of global securities lending activities. You will manage relationships with agent lenders, boards of directors, trustees, and internal teams, serving as a trusted representative of the Securities Lending Group. This position requires a proactive approach to identifying issues and implementing solutions that strengthen risk controls and governance practices. You will ensure compliance with global regulatory requirements, document procedures and best practices, and deliver critical management reporting to State Street Investment Management’s senior most committees. As part of the first line of defense, you will report directly to the Program Development Manager, COO of the State Street Investment Management Securities Lending...
External Wholesaler - Raymond James Investment Management / Bilingual, Advanced Spanish
Raymond James
FL, USA
Feb 28, 2026
Job Description Summary Under general direction with a high level of autonomy, uses extensive knowledge and skills obtained through education and experience, to create new and manage existing relationships with regional wire houses, financial advisors/brokers and agents to generate required production/sales revenue from financial products throughout a given territory. Leads projects, programs or processes with significant business impact involving cross-functional teams. Develops tactical plans and completes complex assignments with substantial latitude for unreviewed actions or decisions. Provides comprehensive solutions to complex problems or needs. End results are evaluated for achieving goals and objectives. Extensive contact with external clients is required to sell financial products and generate revenue for the company. Job Description Job Summary: Under general direction with a high level of autonomy, uses extensive knowledge and skills obtained through...
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Director, Centralized Investment Management Platform

Hightower
Apply Now
Chicago, Illinois, United States
Mar 03, 2026
Executive Finance

Our Story

Founded in 2008, Hightower is a wealth management firm that provides investment, financial and retirement planning services to individuals, foundations and family offices, as well as 401(k) consulting and cash management services to corporations. Hightower’s capital solutions, operational support services, size and scale empower its vibrant community of independent-minded wealth advisors to grow their businesses and help their clients achieve their financial vision. Based in Chicago with advisors across the U.S., we operate as a registered investment advisor (RIA).

 

Your Future Team

The Advisor Products and Enablement team drives the vision, strategy, and success of our products from concept to adoption. This team collaborates across departments to define product requirements, prioritize development efforts, and ensure alignment with business goals. In addition, they empower internal teams and advisor practices through product training, resources, and go-to-market enablement to ensure effective use and understanding of our solutions. Together, they bridge strategy and execution to deliver impactful, scalable products that meet client and advisor needs.

 

What You’ll Do

The Director, Centralized Investment Management Platform will work closely with traders, technology partners, and compliance teams to deliver robust, scalable, and compliant trading solutions. The ideal candidate has deep knowledge in trading workflows, electronic trading systems, and financial markets, and excels at translating trading desk needs into technology solutions.

  • Define and lead the product vision and roadmap for trading tools
  • Collaborate with traders, compliance, and external technology vendors to gather requirements and prioritize trading platform enhancements.
  • Own the end-to-end product lifecycle: business case development, requirements, design, testing, launch, adoption, and ongoing optimization of trading tools.
  • Ensure seamless integrations with trading systems including OMS, EMS, FIX protocol, market data feeds, and risk management platforms.
  • Partner with compliance, operations, and technology teams to ensure regulatory compliance and build scalable trading workflows.
  • Develop success metrics for trading platform performance, monitor usage, and continuously improve execution quality and system reliability.
  • Communicate product progress, tradeoffs, and outcomes to executive leadership and trading stakeholders.

 

What You’ll Bring

  • 7 years of product management experience in trading platforms, electronic trading, or financial markets technology.
  • Strong understanding of trading workflows, FIX protocol, OMS/EMS systems, market data, and risk management tools.
  • Proven track record of building trading platforms that improve execution quality, compliance, and operational efficiency.
  • Analytical and data-driven, with experience setting KPIs and measuring adoption.
  • Communication and stakeholder management skills, with the ability to influence across business and technology teams.
  • Comfortable in a dynamic, entrepreneurial environment with competing priorities.

 

What We Offer

  • Coverage on the first day of employment for medical, dental, and vision insurance
  • Paid parental leave (16 weeks for primary caregiver and 8 weeks for secondary caregiver)
  • Mother’s lounge onsite
  • Flexible PTO plan
  • Hybrid work schedule
  • Free brand-new gym in the Chicago office
  • 401k matching plan
  • HSA employer contributions
  • Student loan assistance
  • Pet insurance

 

AN EQUAL OPPORTUNITY EMPLOYER: Hightower is an equal opportunity employer and does not discriminate based upon race, color, religion, sex, sexual orientation, pregnancy, marital status, national origin, citizenship, veteran status, ancestry, age (over 40), physical or mental disability, medical condition (cancer-related), gender identity or expression, genetic information including sickle cell or hemoglobin C trait, or any other consideration made unlawful by applicable federal, state, or local law.

 

You are a U.S. citizen, U.S. permanent resident or possess other unrestricted U.S. work authorization and will not require sponsorship for U.S. work authorization now or anytime in the future.

 

 

 

 

About Hightower
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