WF
Wells Fargo
Charlotte, NC, USA
Jan 07, 2026
|
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to join the Corporate & Investment Banking (CIB) Compliance organization within Global Surveillance Oversight. The CIB Compliance organization serves as the second line and is accountable for oversight and monitoring of associated risks for their groups. This team provides independent oversight of the first-line CIB Market Conduct & Supervision Program and all related market abuse surveillance activities. Learn more about the career areas and business divisions at wellsfargojobs.com In this role, you will: Provide oversight, monitoring and effective challenge of the front-line CIB trade and communications surveillance programs in line with federal, state, agency, legal, regulatory and Corporate Policy requirements. Oversee the Front Line's execution and challenge appropriately on surveillance and market abuse risk related decisions. Manage and develop oversight program initiatives...
|