About this role: Wells Fargo is seeking a Lead Compliance Officer to play a critical role within the Corporate & Investment Banking (CIB) Markets Compliance team. Reporting to the Head of Equities Compliance, this position offers the opportunity to influence business strategy, navigate complex regulatory requirements, and provide compliance oversight across the Equities business. Operating at the intersection of risk management, regulatory reporting, and front-office advisory, this role helps maintain a strong and effective compliance framework within a dynamic trading environment. In this role, you will: Provide oversight and monitoring of risk-based compliance programs supporting the Equities business. Serve as a trusted compliance advisor on business initiatives, regulatory matters, and activities involving moderate to high levels of risk. Act as the primary compliance liaison for trade and transaction regulatory reporting activities, including CAT, EBS,...

About this role: Wells Fargo is seeking a Lead Compliance Officer to join the Corporate & Investment Banking (CIB) Markets Compliance team. Reporting to the Head of Equities Compliance, this role will provide second-line compliance oversight for the Futures Commission Merchant (FCM) activities of Wells Fargo Securities, LLC. This position plays a critical role in overseeing and advancing the Futures Commission Merchant (FCM) compliance program. The successful candidate will help ensure compliance with evolving regulatory requirements, provide independent oversight of trading and clearing activities, and serve as a trusted advisor to business leadership on key compliance and regulatory matters. In this role, you will: Provide second-line compliance oversight of Wells Fargo Securities' Futures Commission Merchant (FCM) activities. Execute and enhance the FCM compliance program, including risk assessments, monitoring, governance, reporting, and risk management...