Application Deadline: 11/19/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance Leads the development, implementation, maintenance, and administration of the regulatory compliance program for a U.S. registered investment adviser (RIA). Oversees the establishment of a comprehensive compliance framework in connection with the entity's SEC registration and the development and launch of investment products and funds. Provides regulatory compliance advice and oversight relating to investment advisory activities, fund operations, and related business initiatives. Acts as the designated Chief Compliance Officer of the RIA and is responsible for administering its compliance policies and procedures in accordance with applicable SEC requirements. Coordinates and performs regulatory risk assessments, monitoring, testing, and surveillance activities to ensure the compliance program remains effective and aligned with applicable...