WF
Wells Fargo
New York, NY
May 14, 2026
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About this role: Wells Fargo is seeking a Senior Lead Compliance Officer. This role will report to the head of Equities Compliance within the Corporate & Investment Banking (CIB) Markets Compliance team and will provide compliance oversight to the Futures Commission Merchant (FCM) activities of Wells Fargo Securities, LLC. The role is accountable for leading the compliance officers providing oversight to those lines of business as well as reporting and escalating concerns to management. In this role, you will: Challenge Front Line activities, actions, and new business initiatives Direct and oversee complex regulatory environments including establishing standards Accountable for enhancement and execution of the FCM compliance programs Direct and oversee key enterprise compliance program elements with respect to this line of business, including compliance risk assessments, initiative management, metrics and reporting. Work with other business aligned...
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