Compliance Officer - Quant Trading Position Details Provide ongoing compliance advisory to the Firm’s largest portfolio manager Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms Address trading matters related to fully automated trading Assist with the administration of the Firm’s global Quantitative Trading Compliance program Monitor regulatory changes, updates and industry-wide compliance initiatives Assist with regulatory examinations, inquiries, investigations and projects, as necessary Assist with drafting and amending compliance related policies and procedures Ability to create presentation materials for senior management Prepare and conduct compliance trainings Conduct ongoing compliance reviews Qualifications/Skills Required 8 years of experience Experience at a regulatory authority, bank/broker or buy-side firm addressing compliance...

About the Role iCapital is looking to hire a Compliance Officer to oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF) and 1940 Act Registered Funds businesses. This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm’s SEC Registered Investment Advisers, NFA and CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products or entities.  Responsibilities Maintain expert knowledge of regulations applicable to ETFs and 1940 Act Registered Funds and their investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑ Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking. Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts,...