Summary      Responsible for conducting reviews and performing regulatory monitoring as required under Written Supervisory Procedures to assess the organization’s level of compliance with applicable laws and regulations .       Expected to work independently with minimal supervision within team to lead in the identification and assessment of risks within the company, through the execution of procedures designed to evaluate the compliance with laws, regulations, and industry standards .  In addition, expected to make recommendations to management for closing gaps identified during the reviews .           The Securities industry is highly regulated. This person will also be expected to complete all assigned compliance training timely and maintain professional licenses as required .         Essential Function   Banking is a highly regulated industry and you will be expected to...