Application Deadline: 04/24/2026 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Compliance Officer supports the implementation, maintenance, and administration of the Compliance Program, with a specialized focus on regulatory registrations for employees engaging in activities requiring licensure with FINRA, NFA, and SEC. The role coordinates compliance monitoring, risk assessments, and control evaluations to ensure the business meets regulatory, corporate, and fiduciary obligations. This individual develops strong partnerships across the business, provides subject‑matter expertise on regulatory requirements, and supports the organization’s ability to operate within a sound, well‑controlled environment. Manages and oversees the complete employee registration lifecycle, including onboarding, amendments, terminations, transfers, and associated disclosures. Ensures timely and accurate completion of regulatory filings...