Ba
Baird
Milwaukee, WI
Jul 21, 2026
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About the Role: We are seeking a detail-oriented and collaborative compliance professional to join our Corporate Compliance team. In this role, you will oversee key compliance processes related to associate training, regulatory questionnaires, and disclosure requirements while serving as a trusted advisor on firm policies, procedures, and regulatory obligations. You will work closely with associates and business partners across the organization to address compliance-related inquiries and support the identification, investigation, and resolution of potential compliance risks. This role requires strong knowledge of FINRA and SEC regulations, exceptional organizational skills, and the ability to balance regulatory requirements with a service-oriented approach. This position offers flexibility with 3 days per week in our Milwaukee office and 2 days remote. The Impact You’ll Make: Reviews, interprets, and analyzes higher risk and more complex associate requests,...
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