Are you passionate about safeguarding financial integrity while enabling business growth? Do you thrive in a dynamic environment where your expertise in financial crime prevention, fraud detection, and investment compliance makes a real difference? Join our global team and help shape the future of compliance in asset management!   About the Role   As a Compliance Officer in our Asset Management & Capital Markets Compliance team, you'll be at the intersection of financial expertise and risk management, helping stakeholders navigate complex compliance landscapes while supporting business objectives. You'll develop specialized knowledge in how Asset Management operates globally while building valuable relationships across our international network.   Key Responsibilities Build relationships  with key stakeholders globally, becoming their trusted compliance partner Provide expert guidance  on compliance matters to internal partners,...

Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many major metals, energy and agricultural products, executing around 50 million trades and clearing 205 million contracts in 2022. The Group provides access to the world’s major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. With more than 35 offices around the globe, and over 2,300 dedicated people enabling access to exchanges and technology-powered services. For more information visit www.marex.com Purpose of Role: Marex is recruiting...

The Role Sixth Street’s Compliance team partners with all aspects of Sixth Street to build and maintain a best-in-class compliance program that addresses applicable regulatory requirements and industry best practices. The Compliance Officer will be a key team player in managing, executing, and enhancing the firm’s marketing and distribution process. The Compliance Officer will also drive key compliance-related projects and initiatives, including those pertaining to Sixth Street’s Global Capital Markets platform, compliance testing, training, regulatory filings, and designing, implementing and advising on policies and procedures. Core Responsibilities Own the marketing material review and approval process for high volumes of marketing materials, due diligence questionnaires, social media, and investor relations materials to ensure compliance with all applicable regulations, including SEC, FINRA and other relevant guidelines Utilize deep understanding of the SEC...