Who are we? FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and 
cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever-
evolving cryptocurrency landscape. Location: Hybrid-Based (New York City, NY or San Mateo, CA) Chief Compliance Officer, U.S. Swap Dealer FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit & treasury management, prime offering and market making...

About this role: Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Trade Surveillance Oversight Team. This role will be responsible for providing oversight of the front-line Market Conduct & Supervision Program market abuse monitoring activities. The ideal candidate will have strong experience in Foreign Exchange (FX) Surveillance. Learn more about the career areas and business divisions at wellsfargojobs.com . In this role, you will: Provide oversight, monitoring and effective challenge of the front-line surveillance program in line with federal, state, agency, legal, regulatory and Corporate Policy requirements. Oversee the Front Line's execution and challenge appropriately on surveillance and market abuse risk related decisions. Develop, oversee, and provide independent credible challenge to standards with subject matter expertise Monitor and independently challenge the reporting, escalation, and timely remediation of...

  Location Designation:  Hybrid - 1 day per week      Role Overview: This is a significant officer-level opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key member of the AML leadership team — supporting the Enterprise AML Compliance Officer across program strategy, policy, sanctions compliance, transaction monitoring, training, and regulatory readiness, while taking meaningful ownership of key program components. This role is well-suited to a senior compliance professional ready to contribute immediately, work closely with program leadership, and help build a modern, risk-based AML program at New York Life.     Who We Are: The Compliance department at New York Life serves as a strategic second-line-of-defense partner to the businesses it covers. The AML function supports a diverse portfolio of businesses, including life and annuity products, retail broker-dealer and investment advisory services through...