WF
Wells Fargo
New York, NY
Aug 28, 2026
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About this role: Wells Fargo is seeking a Lead Compliance Officer to join the Corporate & Investment Banking (CIB) Markets Compliance team. Reporting to the Head of Equities Compliance, this role will provide second-line compliance oversight for the Futures Commission Merchant (FCM) activities of Wells Fargo Securities, LLC. This position plays a critical role in overseeing and advancing the Futures Commission Merchant (FCM) compliance program. The successful candidate will help ensure compliance with evolving regulatory requirements, provide independent oversight of trading and clearing activities, and serve as a trusted advisor to business leadership on key compliance and regulatory matters. In this role, you will: Provide second-line compliance oversight of Wells Fargo Securities' Futures Commission Merchant (FCM) activities. Execute and enhance the FCM compliance program, including risk assessments, monitoring, governance, reporting, and risk management...
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