We are seeking an experienced compliance professional to support the oversight, administration, and ongoing enhancement of the compliance programs governing STARS, SEI’s retail transfer agency business, and the firm’s AML, sanctions, and financial crimes compliance functions. The role will partner closely with business, operations, technology, legal, and compliance stakeholders to develop, implement, monitor, and enhance policies, procedures, controls, and governance processes designed to promote compliance with applicable federal securities laws, transfer agent regulations, Bank Secrecy Act requirements, OFAC sanctions requirements, and other financial crime obligations. The position will play a key role in regulatory change management, compliance monitoring and testing, risk assessments, sanctions screening oversight, issue remediation, board and management reporting, and the continued maturation of the firm’s transfer agent and AML compliance frameworks. What you will do:...