WF
Wells Fargo
Tempe, AZ
May 14, 2026
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About this role: Wells Fargo is seeking a highly experienced Senior Lead Compliance Officer to operate at the Executive Director level within the Control Room function. This role will serve as a key subject matter expert responsible for overseeing and enhancing compliance frameworks related to information barriers, insider trading prevention, and material non-public information (MNPI) governance across the enterprise. The successful candidate will partner closely with Investment Banking, Lending Lines of Business, Sales & Trading, Research, and Legal teams to ensure robust control of room operations and adherence to regulatory expectations. In this role, you will: Maintain and oversee Watch List, Restricted List, and Persistent Insider List Facilitate and approve information barrier crossings Maintain inventory of public vs. private information designations Provide guidance on information-sharing requests and MNPI implications Deliver clearance...
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