About The Role & Team Webull Advisors is an SEC registered Investment Adviser focused on robo-advisory services. We are looking for a talented compliance professional in St. Petersburg, Florida to join our compliance department. This is a hands-on leadership role. As a 'team of one,' you will be the primary architect and executor of our compliance framework, directly managing day-to-day operations rather than just overseeing a department. In This Role, You Will Build and maintain policies and controls, leading enhancement opportunities by identifying gaps, recommending clear requirements to first-line teams, and tracking resolution. Assess the impact of new regulatory requirements on existing policies and controls and work across teams to amend the same to meet new obligations. Take responsibility for determining whether proposed activities are in compliance with the rules and regulations applicable to a registered investment advisor. Lead and...