Application Deadline: 04/24/2026 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Compliance Officer supports the implementation, maintenance, and administration of the Compliance Program, with a specialized focus on regulatory registrations for employees engaging in activities requiring licensure with FINRA, NFA, and SEC. The role coordinates compliance monitoring, risk assessments, and control evaluations to ensure the business meets regulatory, corporate, and fiduciary obligations. This individual develops strong partnerships across the business, provides subject‑matter expertise on regulatory requirements, and supports the organization’s ability to operate within a sound, well‑controlled environment. Manages and oversees the complete employee registration lifecycle, including onboarding, amendments, terminations, transfers, and associated disclosures. Ensures timely and accurate completion of regulatory filings...

About Man Group Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent Headquartered in London, we manage $227.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Purpose of the role The purpose of the Compliance Officer role is to perform a wide range of duties, including...

  At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.  We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description The Global Capital Markets business engages in a range of securities-related activities primarily within the Wealth, Corporate, Commercial & Institutional Banking Division’s business platform and supporting functions.  These activities include loan syndications, loan trading, private placements, derivatives, foreign exchange, debt origination, debt underwriting and sales and trading.  The Control Room Compliance Officer...

  At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.  We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description The Global Capital Markets business engages in a range of securities-related activities primarily within the Wealth, Corporate, Commercial & Institutional Banking Division’s business platform and supporting functions.  These activities include loan syndications, loan trading, private placements, derivatives, foreign exchange, debt origination, debt underwriting and sales and trading.  The Control Room Compliance Officer...

At Northland, our employees are the heart of our story—and we’re committed to their success! Please see below the details of this career opportunity and how it fits into our organization’s success. Summary of the Job:   This role will support the Firm’s compliance program to ensure employees and Northland comply with industry regulations and company policies. The ideal candidate will have an established understanding of broker-dealer FINRA, SEC and MSRB regulations and compliance requirements, preferably in Fixed Income Markets or Equity Capital Markets. About This Role:   Develop, maintain and execute most aspects of onboarding and offboarding employees. Manage activities relating to Northland conflicts of interest program, including the annual employee certification process, periodic attestations, social media, gifts and entertainment reporting, political contribution activities, outside business...