Job Description It’s about giving people a sense of security. Are you ready to facilitate all the moving pieces to help deliver a top-quality investments experience? Are you known for your goal-orientated mindset and for always thinking one step ahead? Do you enjoy identifying potential risks and finding solutions? If so, being an Investments Compliance Officer with Frost Investments could be for you. At Frost, it’s about more than a job. It’s about having a flourishing career where you can thrive, both in and out of work. At Frost, we’re committed to fostering an environment that reflects our values and encourages team members to be the best they can be. In joining our adaptable, integrity-driven team, you’ll become part of Frost’s over 150-year legacy of providing unparalleled banking services. Who you are: As an Investments Compliance Officer with Frost Brokerage Services, you be responsible for overseeing compliance monitoring of all...

About the Role State Street is looking for an experienced financial executive to serve as Chief Financial Officer of State Street Investment Management (CFO). As the senior finance leader for one of the world's largest asset managers, the CFO will be a  business-shaping leader who uses finance as a lens to set strategy, allocate resources, improve the quality of earnings and strengthen long-term enterprise value. Reporting to both the State Street CFO and the SSIM CEO, the CFO will be a co-wner of strategy execution, performance and resource allocation.  He/she will represent SSIM’s economics with independence and credibility while acting in the best interests of the wider enterprise, transparently navigating competing priorities and driving decisions on where to invest, grow, partner, acquire, reposition or exit. The ideal candidate combines deep investment management knowledge, commercial judgment and enterprise leadership with a record of making difficult portfolio...

About the Role State Street is looking for an experienced financial executive to serve as Chief Financial Officer of State Street Investment Management (CFO). As the senior finance leader for one of the world's largest asset managers, the CFO will be a  business-shaping leader who uses finance as a lens to set strategy, allocate resources, improve the quality of earnings and strengthen long-term enterprise value. Reporting to both the State Street CFO and the SSIM CEO, the CFO will be a co-wner of strategy execution, performance and resource allocation.  He/she will represent SSIM’s economics with independence and credibility while acting in the best interests of the wider enterprise, transparently navigating competing priorities and driving decisions on where to invest, grow, partner, acquire, reposition or exit. The ideal candidate combines deep investment management knowledge, commercial judgment and enterprise leadership with a record of making difficult portfolio...

Eventide is a pioneering asset management firm that seeks to put capital to work in businesses that advance the global common good by helping to address important human needs. Founded in 2008, Eventide has since become one of the leaders in values-based investing rooted in a biblical worldview. Our principled investment framework has been recognized by the Wall Street Journal, Barron’s, Investment News, Fast Company, Entrepreneur, among others. Our best-in-class culture has been awarded multiple Best Places to Work awards from the Boston Globe, Boston Business Journal and Pension and Investments. Eventide employees work hard for the sake of others—our clients, our colleagues, and our world. Our mission is to honor God and serve our clients through investments that make the world rejoice. Eventide is seeking to hire a Compliance Director who will be responsible for providing thought leadership regarding the design, implementation, testing, and continual improvement...

About This Role Wells Fargo is seeking a Lead Recruiter within Talent Acquisition. This role will support Wealth and Investment Management (WIM), partnering closely with business leaders, hiring managers, Human Resources partners, and recruiting teams to deliver talent solutions in a fast-paced, highly regulated, revenue-generating environment. This is a highly visible role requiring strong business acumen, operational excellence, and the ability to influence across multiple stakeholder groups. The Lead Recruiter will serve as a trusted talent advisor, helping leaders navigate complex hiring needs, drive recruiting outcomes, and remove obstacles throughout the hiring process. The role also provides leadership, coaching, and guidance to recruiters while helping establish best practices and improve team effectiveness. In this role you will: Build strong partnerships with hiring leaders and key stakeholders by developing a deep understanding of business priorities,...

Counsel - 87LA4E We’re determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here means having every opportunity to achieve your goals – and to help others accomplish theirs, too. Join our team as we help shape the future.              “Hartford Funds” is the marketing name for Hartford Funds Management Group, Inc. and its subsidiaries, which include two registered investment advisers, a broker-dealer, and a transfer agent.  Hartford Funds is the sponsor of the Hartford Funds Family of Funds (the “Funds”), which is a suite of mutual funds, exchange-traded funds, and non-exchange listed closed-end funds.  Hartford Funds also manages 529 college savings plans and separately managed account model portfolios.  As of November 30, 2025, Hartford Funds had approximately $155 billion in assets under management. Opportunity :  Hartford Funds is seeking a mid-level investment management attorney (5+...

Overview Old National Bank has been serving clients and communities since 1834. With over $70 billion in total assets, we are a regional powerhouse deeply rooted in the communities we serve. As a trusted partner, we thrive on helping our clients achieve their goals and dreams, and we are committed to social responsibility and investing in our communities through volunteering and charitable giving.    We continually seek highly motivated and talented individuals as our people are critical to our success. In return, we offer competitive compensation with our salary and incentive program, in addition to medical, dental, and vision insurance.  401K, continuing education opportunities and an employee assistance program are also included in our benefit suite. Old National also offers a variety of Impact Network Groups led by team members who are passionate about driving engagement, creating awareness of diverse backgrounds and experiences, and building inclusion across the...

About Man Group Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent. Headquartered in London, we manage $253.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at www.man.com At Man Group, we respect your privacy and we are committed to...

Application Deadline: 11/12/2026 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Compliance Officer Control Room, is a fundamental contributor to the successful management of the Firms Insider and Proprietary information. The incumbent will become part of a global team responsible for supporting the US Investment Banking and Research teams. The successful candidate will be responsible for monitoring and enforcing information barriers between public and private sides of the business and will assist with development of policies and procedures to ensure the effective practices to contain sensitive or material non-public information. The successful candidate will demonstrate highly developed critical thinking and the ability to apply subjective judgement under circumstances of imperfect information. Frequent contact with Business professionals is a fundamental aspect of the role so, professionalism and the ability to...

Req ID:   78505   Location:   Tulsa -TUL   Areas of Interest:  Risk Management, Compliance; Risk Management   Pay Transparency Salary Range:   Not Available   Application Deadline:   11/30/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial®. Bonus Type Discretionary Summary Make an impact where compliance, critical thinking, and problem solving come together. As a Compliance Testing Officer, you'll evaluate how well our business lines are meeting retail banking and BSA regulatory requirements, using a risk-based approach to design and execute testing that helps strengthen controls across the organization. A...

Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyone’s access to opportunities. The status quo is not good enough … we believe every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a better financial future.  We know that reaching this future depends on our actions today. Like our Purpose Statement, Voya believes in being bold and committed to action.  We are committed to a work environment where the differences that we are born with — and those we acquire throughout our lives — are understood, valued and intentionally pursued. We believe that our employees own our culture and have a responsibility to foster an environment where we all feel comfortable bringing our whole selves to work. Purposefully...

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work and providing a culture of caring is core to how we drive Responsible Growth. We are intentional about fostering an inclusive workplace where every teammate has the opportunity to succeed, build a career and contribute to our shared success. This includes attracting and developing exceptional talent, recognizing and rewarding performance, and supporting our teammates’ physical, emotional, and financial wellness through affordable, competitive and flexible benefits. We value the unique perspectives individuals bring from all backgrounds and career paths - whether shaped by military service, community college education, or a wide range of work and life experiences. These journeys...

Company Federal Reserve Bank of Atlanta As an employee of the Atlanta Fed, you will help support our mission of promoting the stability and efficiency of the U.S. economy and financial system. Your work will affect the economy of the Southeast, the United States, and the world. The work we do here is important, and how we do it is just as important as what we do. We live our values of integrity, excellence, and respect every day. We do the right thing, we do things right, and we treat people right. A career at the Federal Reserve Bank of Atlanta gives you the chance to do work that touches lives and helps communities prosper. OUR BANK - The Federal Reserve is the central bank of the United States and is one of the most influential, trusted, and prestigious financial organizations. It consists of twelve Reserve Banks located around the country and the Board of Governors in Washington, D.C. The Federal Reserve Bank of Atlanta territory covers the Sixth Federal Reserve...

Overview At Community Financial System, Inc. (CFSI), we are dedicated to providing our customers with friendly, personalized, high-quality financial services and products. Our retail division, Community Bank, N.A., operates more than 200 customer facilities across Upstate New York, Northeastern Pennsylvania, Vermont and Western Massachusetts. Beyond retail banking, we also offer commercial banking, wealth management, investment management, insurance and risk management, and benefit plan administration.   Just as our employees are committed to helping our customers manage their finances, we’re committed to our employees. After all, they make it happen for our customers every day.   To ensure our people can enjoy long and successful careers here at CFSI, we offer competitive compensation, great benefits, and professional development and advancement opportunities. As an equal-opportunity workplace and affirmative-action employer, we celebrate and support a diverse...

Job Title: Business Selection & Conflicts Officer – Investment Banking Location:  New York, NY / London, United Kingdom Business Unit:  Investment Banking – Business Selection & Conflicts Level:  Senior Associate / Vice President  Overview We are seeking an experienced Business Selection & Conflicts Officer to join our Investment Banking Business Selection & Conflicts team. The successful candidate will play an important part in helping to build a dedicated Business Selection & Conflicts function and shaping new Business Selection & Conflicts processes. You will have direct input on implementing new technology solutions and refining existing policies and procedures. This person will also play a critical role in identifying, assessing, and managing transactional conflicts of interest arising from the firm’s global Investment Banking activities, as well facilitating internal business selection discussions. This role requires strong judgment, a deep...

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work and providing a culture of caring is core to how we drive Responsible Growth. We are intentional about fostering an inclusive workplace where every teammate has the opportunity to succeed, build a career and contribute to our shared success. This includes attracting and developing exceptional talent, recognizing and rewarding performance, and supporting our teammates’ physical, emotional, and financial wellness through affordable, competitive and flexible benefits. We value the unique perspectives individuals bring from all backgrounds and career paths - whether shaped by military service, community college education, or a wide range of work and life experiences. These journeys...

Fidelity will not provide immigration sponsorship for this position. Job Description: Is it time to explore new challenges in your career? At Fidelity, we help our clients, and our associates achieve success through relationships built on effective planning and advice.  With a focus on employee development and collaboration, as a Team Leader, you'll have the resources at your disposal to succeed on each count. The Expertise We’re Looking For Previous management experience in financial services preferred Sales management and/or financial planning experience preferred Series 7 and 66 or 63/65 and 9/10 are required prior to hire The Purpose of Your Role You will have the unique opportunity of building and developing a group of series 7 licensed associates in the regional center. You will lead, coach, and develop the team to drive exceptional customer experiences and build lifetime relationships with our customers through financial planning and investment...