WF
Wells Fargo
Charlotte, NC
Sep 15, 2026
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About this role: Wells Fargo is seeking a Lead Compliance Officer to join the Broker Dealer Operations Compliance team. This role provides compliance oversight and risk management support across both Wealth & Investment Management (WIM) and Corporate & Investment Banking (CIB) Operations. The position will serve as a key compliance partner supporting operational processes, regulatory change management, monitoring activities, and business initiatives involving traditional and emerging financial products. The successful candidate will have a strong understanding of broker dealer operations, securities regulations, and compliance risk management. Particular emphasis will be placed on supporting the firm's evolving digital asset strategy, including cryptocurrencies, stablecoins, tokenized assets, distributed ledger technologies, and related regulatory developments. This role will partner closely with business, legal, risk, technology, and operational teams to identify and...
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