Our Story Founded in 2008, Hightower is a wealth management firm that provides investment, financial and retirement planning services to individuals, foundations and family offices, as well as 401(k) consulting and cash management services to corporations. Hightower's capital solutions, operational support services, size and scale empower its vibrant community of independent-minded wealth advisors to grow their businesses and help their clients achieve their financial vision. Based in Chicago with advisors across the U.S., we operate as a registered investment advisor (RIA).   Your Future Team Hightower's Compliance Department strives to provide support to our advisor teams. We are passionate about serving as collaborators within all facets of the organization. We focus on developing strategies that are for advisors, their clients, and other mid and back-office departments. We do this while observing the spirit of the regulation.   We are looking for an...

Application Deadline: 04/24/2026 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies and programs to address them. Identifies risks and implements appropriate actions to mitigate them. Develops and maintains compliance information for analysis and reporting. Achieves compliance goals by maintaining current knowledge of regulatory requirements and developments. Maintains functional and regulatory expertise specific to...

Application Deadline: 04/24/2026 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Compliance Officer supports the implementation, maintenance, and administration of the Compliance Program, with a specialized focus on regulatory registrations for employees engaging in activities requiring licensure with FINRA, NFA, and SEC. The role coordinates compliance monitoring, risk assessments, and control evaluations to ensure the business meets regulatory, corporate, and fiduciary obligations. This individual develops strong partnerships across the business, provides subject‑matter expertise on regulatory requirements, and supports the organization’s ability to operate within a sound, well‑controlled environment. Manages and oversees the complete employee registration lifecycle, including onboarding, amendments, terminations, transfers, and associated disclosures. Ensures timely and accurate completion of regulatory filings...

The Head of Compliance is responsible for designing, implementing, and overseeing the firm’s enterprise-wide compliance program for its real estate securities platform. This includes, but is not limited to focus on the RIA, sales, private placements, and SEC regulatory requirements. This role serves as a strategic advisor to executive leadership and business partners, ensuring regulatory compliance while supporting responsible growth across distribution channels. The ideal candidate brings deep experience in SEC compliance, Investment Advisers Act requirements, private real estate offerings, RIA oversight, and sales practices, and is comfortable operating in a fast-paced, highly regulated environment. CORE RESPONSIBILITIES: Demonstrates highest standards of personal and professional integrity, adheres to company’s policies and procedures, and complies with applicable laws, government rules and regulations. Regulatory Oversight & Compliance Program Leadership Advise...