Maven is a market-leading proprietary trading firm deploying its own capital across discretionary, systematic, and market-making strategies. Backed by deep expertise in trading, technology, and research, we are relentlessly focused on improving liquidity across global listed derivatives. Through advanced execution and pricing technologies, we improve how financial markets operate.
THE ROLE:
WHAT WE ARE LOOKING FOR:
- Requires Master’s degree in Law, Legal Studies, Business, Accounting, or a related field of study, plus five (5) years of experience with regulatory processes for international markets; regulatory requirements for financial exchanges; regulatory compliance for market making; securities laws and U.S. Securities and Exchange Commission (SEC) rules; regulatory requirements for US trading, including rules on market abuse and insider trading, reporting requirements, Regulation SHO, Regulation M, and FINRA Rule 5130; regulatory requirements for investment advisors; KYC/AML requirements for investment advisors; reporting requirements for investment advisors; fund marketing rules; devising and implementing a compliance framework for investment advisors; and/or compliance rules for global finance companies.
WHAT WE OFFER:
- Amazing opportunity to be a key member of a highly committed employee-owned trading firm.
- The upside of start-up without the associated risks.
- Great friendly, informal and highly rewarding culture.
- Informal dress code.
- Fast growing global firm with plenty of opportunity where you will have significant impact.
- Benefits: Medical, Dental, Vision Insurance coverage for employees and their dependents. 401k with employer match. Short Term Disability, Long Term Disability, and Life Insurance. Annual learning and development stipend.
Maven Securities US Limited, Chicago IL