11 senior client advisor jobs found

Refine Search
Refine Search
senior client advisor
Featured
Senior Client Advisor
Dock Street Asset Management
Remote
Nov 03, 2026
Title : Senior Client Advisor Location : Remote Reports To : Spencer Ogden About Dock Street Dock Street Asset Management is a family-owned investment advisory firm founded in 1989. We help business owners turn hard-earned income into enduring, liquid, and compounding wealth. We do this by investing in high-quality public businesses with the same discipline and long-term mindset that our clients use to build their own businesses.  Mission Advise Dock Street clients and lead the client service team. Build long-term client relationships by getting to know clients, understanding their needs, keeping them informed about our investment strategy, and helping them make decisions. Work alongside the team to deliver consistent service, improve processes, and support the firm's growth. Key Responsibilities Client Experience & Relationship Management Lead client meetings and serve as a primary point of contact for client questions...
MD / Managing Counsel, Legal - State Street Investment Management, Institutional Distribution (Americas)
State Street
Boston, MA
Nov 03, 2026
Managing Director / Managing Counsel, Legal - State Street Investment Management, Institutional Distribution (Americas) The Opportunity State Street Investment Management (SSIM) is seeking a seasoned attorney and strategic legal leader to serve as Managing Director, Managing Counsel, Institutional Distribution, Americas. Reporting to the Chief Legal Officer for State Street Investment Management, this individual will lead and manage the legal team supporting the Client Coverage Group and institutional distribution activities across the Americas, covering the United States, Canada and Latin America. The Managing Counsel will provide practical, commercially focused, and actionable legal advice regarding institutional client relationships, investment management agreements, investment guidelines, separately managed accounts, institutional funds, and related distribution and marketing activities. This is an important leadership role requiring deep investment management...
Chief Legal Officer, EVP - State Street Investment Management
State Street
Boston, MA
Nov 02, 2026
Executive Vice President and Chief Legal Officer, State Street Investment Management Role Summary The Executive Vice President and General Counsel of State Street Investment Management (SSIM) is the chief legal officer and senior legal advisor to a global asset manager with more than $6 trillion in assets. Reporting jointly to the General Counsel of State Street Corporation and the Chief Executive Officer of SSIM, the role is a member of SSIM’s Executive Management Group and helps shape strategy, governance, growth, and risk management.   As Chief Legal Officer, you will lead SSIM’s global legal function, advising on business strategy, products, distribution, transactions, regulation, and risk. You will combine deep legal expertise, commercial judgment, and global leadership experience to balance business objectives, fiduciary responsibilities, client needs, and regulatory expectations. Key Responsibilities Strategic Business and Executive Leadership Serve as...
Chief Legal Officer, EVP - State Street Investment Management
State Street
Boston, MA
Nov 02, 2026
Executive Vice President and Chief Legal Officer, State Street Investment Management Role Summary The Executive Vice President and General Counsel of State Street Investment Management (SSIM) is the chief legal officer and senior legal advisor to a global asset manager with more than $6 trillion in assets. Reporting jointly to the General Counsel of State Street Corporation and the Chief Executive Officer of SSIM, the role is a member of SSIM’s Executive Management Group and helps shape strategy, governance, growth, and risk management.   As Chief Legal Officer, you will lead SSIM’s global legal function, advising on business strategy, products, distribution, transactions, regulation, and risk. You will combine deep legal expertise, commercial judgment, and global leadership experience to balance business objectives, fiduciary responsibilities, client needs, and regulatory expectations. Key Responsibilities Strategic Business and Executive Leadership Serve as...
Compliance Officer, Conflicts Management
ISS STOXX
New York, NY
Nov 02, 2026
The Compliance Officer (Conflicts Management) will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional Shareholder Services Inc. (“ISS”), a U.S.-registered investment adviser under the Investment Advisers Act of 1940, covering also its foreign affiliates. This role is a senior position within the ISS Compliance function, with a primary focus on the management of conflicts of interest and on information barriers. The Compliance Officer will be reporting to the Chief Compliance Officer (CCO) of ISS and working closely with other teams within the ISS STOXX Compliance Department. Key Responsibilities Conflicts Framework & Information Barriers Lead the design, implementation, and continuous enhancement of ISS’s information barrier and conflicts of interest framework Ensure alignment with regulatory requirements, including fiduciary obligations under the Advisers Act Oversee adherence to information barrier...
Senior Credit Underwriter-Global Wealth and Investment Management
Bank of America
Charlotte, NC
Nov 02, 2026
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations. At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!   Job...
Compliance Officer - Financial Crimes
Careers at KKR
Boston, MA
Nov 02, 2026
COMPANY OVERVIEW KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR’s insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR’s investments may include the activities of its sponsored funds and insurance subsidiaries. THE OPPORTUNITY KKR is seeking an experienced Financial Crime Compliance Officer to join its Global Compliance team and lead the management and oversight of the Americas anti-money laundering (AML), know-your-customer (KYC), anti-bribery and...
Program Manager - Ways of Working Transformation, VP II - State Street Investment Management
State Street
Boston, MA
Nov 02, 2026
Who we are looking for   As a member of the Strategic Implementation team within the Chief Administrative Office (CAO) of State Street Investment Management, you will join a global project management team responsible for supporting the most strategic cross-functional initiatives across Investment Management.   We are hiring an experienced Program Manager at the Vice President II level to help coordinate and drive the organization’s transformation to a new Way of Working. The role will connect multiple workstreams, translate the target product operating model into an integrated execution plan, and maintain transparency across milestones, dependencies, risks, decisions, and outcomes.   This is not a traditional project management role. The successful candidate will bring practical experience with product operating models, Agile ways of working, and complex organizational change, together with the program discipline needed to move an organization-wide transformation forward....
Senior Data Platform Architect (Snowflake, Databricks, Open Platforms & Data Virtualization), VP I - State Street Investment Management
State Street
Boston, MA
Nov 02, 2026
Role Purpose The Senior Data Platform Architect is responsible for the end‑to‑end architecture, security design, and governance of SSIM's enterprise data platform spanning Snowflake, Databricks, open data platforms (Iceberg/Parquet/Delta), and data virtualization.  Requires previous experience supporting workloads in analytics, regulatory reporting, AI/ML, and batch applications. The person in this role will ensure the modern platform meets financial‑services regulatory expectations, enterprise security standards (GCS/IAM), and data protection requirements (NPPI/PII).    They Will Enable scalable, interoperable delivery across Investment Management use cases. This role is hands‑on, decision‑critical, and risk‑bearing, with accountability for architectural choices that directly impact regulatory compliance, audit defensibility, and business continuity.  Platform Designs must be Secure, Scalable, include Disaster Recovery, as well as Data Sharing capabilities.  Design and...
Associate, Investment Management
BlackRock
New York, NY
Nov 02, 2026
About this role Company: BlackRock Financial Management, Inc. Job Title: Associate, Investment Management Location: 50 Hudson Yards, New York, NY 10001   Job Duties: Partner with senior investment professionals to drive the direct investment process by performing company and industry due diligence, financial modeling, and other quantitative and qualitative analyses as part of the investment team. Assists the team with sourcing, evaluating, and executing investment opportunities. Monitors and manages existing portfolio companies over the investment period by driving value creation initiative and evaluating exit options. Supports senior members of the team in the ongoing development and maintenance of a full suite of product marketing and client content, including presentation materials, due diligence materials, internal training materials, and periodic client communications and events. Supports fund raising by delivering relevant materials, thought leadership, and...
Compliance Director
Eventide Asset Management, LLC
Hybrid (Boston, MA)
Oct 19, 2026
Eventide is a pioneering asset management firm that seeks to put capital to work in businesses that advance the global common good by helping to address important human needs. Founded in 2008, Eventide has since become one of the leaders in values-based investing rooted in a biblical worldview. Our principled investment framework has been recognized by the Wall Street Journal, Barron’s, Investment News, Fast Company, Entrepreneur, among others. Our best-in-class culture has been awarded multiple Best Places to Work awards from the Boston Globe, Boston Business Journal and Pension and Investments. Eventide employees work hard for the sake of others—our clients, our colleagues, and our world. Our mission is to honor God and serve our clients through investments that make the world rejoice. Eventide is seeking to hire a Compliance Director who will be responsible for providing thought leadership regarding the design, implementation, testing, and continual improvement...
Back to job list
Back

Senior Client Advisor

Dock Street Asset Management
Apply Now
Remote
Nov 03, 2026
Finance Full time

Title: Senior Client Advisor
Location: Remote
Reports To: Spencer Ogden

About Dock Street

Dock Street Asset Management is a family-owned investment advisory firm founded in 1989. We help business owners turn hard-earned income into enduring, liquid, and compounding wealth. We do this by investing in high-quality public businesses with the same discipline and long-term mindset that our clients use to build their own businesses. 

Mission

Advise Dock Street clients and lead the client service team. Build long-term client relationships by getting to know clients, understanding their needs, keeping them informed about our investment strategy, and helping them make decisions. Work alongside the team to deliver consistent service, improve processes, and support the firm's growth.

Key Responsibilities

Client Experience & Relationship Management

  • Lead client meetings and serve as a primary point of contact for client questions and advice.

  • Provide advice to clients on portfolio, tax coordination, inheritance planning, and related matters. Coordinate with the client’s outside professionals. 

  • Engage closely with the investment team to translate strategy and performance into clear, relatable client communication.

  • Develop and execute a consistent, proactive client experience that ensures all clients receive regular outreach, with a specific focus on top-tier clients. 

Leadership & Team Development

  • Lead the client service team,  collaborate to solve problems, improve processes, and deliver consistent service.

  • Build processes and systems that scale with the firm’s growth, ensuring a consistent client experience.

Operations 

  • Ensure every client-facing and operational step, from trades to documentation, is executed accurately and consistently.

 

Outcomes – Client Experience & Relationship Management

1

Deliver Advice to Clients

• Client requests handled with clarity and speed: same-day for top-tier, next-day for all others.

• All client interactions documented in CRM

2

Lead Client Team

• Execute weekly L10 Meeting.

• Define clear roles and responsibilities for the team and identify any additional roles needed. 

3

Execute a proactive client experience that can scale with growth

•  A transparent, consistent, documented client service process understood by 100% of the team.

• 100% of top-tier households receive quarterly contact; 95% of all clients receive annual outreach.

4

Trading & Implementation Accuracy

• All IPSs reviewed and updated annually.

• 100% of portfolios remain within CIO tolerances.

5

Lead Expansion of Client Relationship 

• Spouse and next generation documented for all clients. 

• Share of investable assets documented for all clients. 

6

Active Engagement in Investment Process

• Weekly participation in Investment Meetings and ongoing research discussions.

Qualifications

  • ~10 years in wealth management, private client advisory, or a comparable RIA or family office. Direct ownership of client relationships.

  • Series 65 or 66, or eligibility for IAR registration, required.

  • Has built or materially improved a repeatable client service process.

  • Excited to help build and lead a growing team while remaining hands-on in the work.

  • EOS experience is a plus. We run on EOS.

Competencies

  • Genuinely enjoys working with clients and builds trust through proactive communication.

  • Deep understanding of Dock Street’s investment philosophy.

  • Execution - trading, account management, and follow-up.

  • To confirm you have read this carefully, include the phrase “trust compounds” in the first line of your reply.

  • Brings a builder's mindset – sees opportunities to improve how things work and takes initiative to implement solutions. 

Work & Travel Expectations 

  • Dock Street is a fully remote firm, including this role. 

  • Quarterly in-person team meetings requiring 2+ days of travel. 

  • Additional client travel approximately once per quarter, primarily in New England. 

To Apply

Please submit your CV and cover letter to careers@dockstreet.com. 

About Dock Street Asset Management

About Dock Street

Dock Street Asset Management is a family-owned investment advisory firm founded in 1989. We help business owners turn hard-earned income into enduring, liquid, and compounding wealth. We do this by investing in high-quality public businesses with the same discipline and long-term mindset that our clients use to build their own businesses.

Go to job list