Investment Adviser Career Center

A New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) is seeking a VP, Compliance Officer. Vice President (Compliance) Job Description: Provide compliance support to ensure that the firm’s compliance programs are implemented, maintained and enforced in accordance with the applicable rules and regulations including the Investment Adviser Act of 1940 and the Commodity Exchange Act. Review pitch books, monthly reports, DDQs, RFPs and other marketing documents. Participate in investor operational due diligence. Conduct various day-to-day compliance surveillance activities including Code of Ethics and Code of Conduct supervision and enforcement (including personal trade review and monitoring, distribution and review of quarterly and annual Code of Ethics reporting, requesting, collecting and reviewing third party statements as necessary, maintaining restricted lists, gift and entertainment reviews, and political contribution reviews),...

At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you. Associated Bank requires you to directly represent yourself and your own experiences during the recruiting and hiring process. Associated Bank conducts a thorough background check on all new hires. Role Summary Work closely with the Team Leader and Senior Portfolio Managers to develop and implement investment strategies at both the account and department levels, including standardized portfolio management responsibilities completed in consultation with senior Portfolio Managers. Assist with preparing and delivering periodic client presentations while developing and expanding an understanding of client relationships, risk management, capital markets, and Associated Trust...

We are currently hiring a sales distribution role within State Street Investment Management’s U.S. Wealth Business. In this role, you will work with a team of model distribution professionals to build relationships with financial advisors in the Broker Dealer Channel within the Intermediary Wealth organization. This dynamic team member will be provided with a select list of advisors to penetrate and cultivate relationships with, through digital methods (phone calls, Zoom, etc.) and territory travel, while competitively positioning our suite of model offerings. You should be recognized as a reliable and trusted advisor and champion the Americas Wealth agenda. The position will be a hybrid sales role, with focused travel and time in the office. As Associate Regional Consultant, Model Portfolios: You will effectively educate clients and prospects on our product line's features and benefits and what differentiates SSIM from our competitors with a primary focus on model...

State Street Investment Management Data, Analytics & AI Services (DAAIS) team is We are seeking an experienced Officer‑level Senior Data Engineer (Cloud & Analytics) to join our Boston office. This role is responsible for designing and building modern cloud‑based data engineering solutions that enable analytics, reporting, and AI use cases for Client Coverage Group (CCG) and Chief Business Office (CBO)for Sales and Business teams. The ideal candidate combines solid hands-on engineering fundamentals, system integration experience, and AI-enabled approach to day-to-day execution. The role requires strong ownership of technical components, independence in execution, and close collaboration with cross‑functional stakeholders while operating as a senior individual contributor. Job Description Key Responsibilities & Experience Range Design, develop, and support end‑to‑end data pipelines with AWS, Redshift, Databricks, and Snowflake , ensuring high‑quality,...