Investment Adviser Career Center

Featured Job Postings

Featured
Compliance Professional for Fee-Only, SEC RIA Firm
CGN Advisors, LLC
Hybrid (Manhattan, KS, USA)
Jan 08, 2026
Overview CGN Advisors is an independent, Fee-Only financial planning and investment management firm (SEC RIA) headquartered in Manhattan, KS, with offices located around the country. Depending on experience and qualifications, we are looking for a Compliance Associate or a Compliance Manager for our Operations division.  Roles and Responsibilities Manage all aspects and execute the day-to-day tasks of the firm’s compliance program Monitor and test the firm’s policies and procedures to ensure effectiveness of the compliance program Educate the firm’s IARs on regulatory compliance matters Serve as in-house compliance expert, responding to compliance-related questions from IARs Assist with the new IAR onboarding process Remain current with regulatory changes, annual examination priorities, etc. Interact with regulators, examiners, attorneys, etc. as needed Administer the firm’s enterprise systems Qualifications and Education Requirements Bachelor’s degree...

Latest Jobs

State Street Investment Management - Data Scientist - Summer Internship 2026
State Street
Quincy, MA, USA
Feb 02, 2026
About the job The State Street Investment Management (SSIM) Data, Analytics & AI Services (DAAIS) is seeking to hire a Data Science Intern at Boston office. You’ll work on exciting projects that bring AI solutions to life for our Investment Management business. This is a great opportunity to learn how AI supports technology platforms and services in a global financial organization. As part of our team, you’ll gain hands-on experience with modern AI tools and frameworks, contribute to solution design, and learn best practices for AI modelling and data governance. You’ll be supported by experienced professionals and have the chance to develop technical and problem-solving skills in a collaborative environment. Responsibilities: Adopt various modern AI tools to design and develop AI solution and disrupt traditional AI development approach and improve productivity. Become familiar in GenAI/LLM model evaluation, benchmarking, solution design, development, and...
2027 Investment Management Summer Internship
Barings
Charlotte, NC, USA
Feb 02, 2026
At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients. We thank you for your interest in joining the Barings team, and invite you to explore our current employment opportunities. Barings is seeking candidates for summer internship positions across public and private markets in   fixed income, real assets, and capital solutions . This 10-week program offers a unique opportunity to gain hands-on experience and insight into the financial industry. Outstanding performers will be considered for a position in our Analyst Program upon graduation.   Placements are available across a variety of investment teams, including but not limited to   Capital Solutions,...
Unclaimed Property Compliance Officer & Internal Auditor
State of Oklahoma
OK, USA
Feb 02, 2026
Job Posting Title Unclaimed Property Compliance Officer & Internal Auditor Agency 740 STATE TREASURER Supervisory Organization Office of the State Treasurer Job Posting End Date Refer to the date listed at the top of this posting, if available. Continuous if date is blank. Note: Applications will be accepted until 11:59 PM on the day prior to the posting end date above. Estimated Appointment End Date (Continuous if Blank) Full/Part-Time Full time Job Type Regular Compensation Starting Annual Salary Range: $65,000.00 - $80,000.00, based on education and experience. Job Description Starting Annual Salary Range: $65,000.00 - $80,000.00, based on education and experience. About The Job: The Oklahoma State Treasurer (OST) is seeking a detail-oriented and hard-working individual to join our Compliance & Audit team. The Compliance Officer & Internal Auditor position ensures fiscal policies,...
Capitol Compliance Officer & Internal Auditor
State of Oklahoma
OK, USA
Feb 02, 2026
Job Posting Title Capitol Compliance Officer & Internal Auditor Agency 740 STATE TREASURER Supervisory Organization Office of the State Treasurer Job Posting End Date Refer to the date listed at the top of this posting, if available. Continuous if date is blank. Note: Applications will be accepted until 11:59 PM on the day prior to the posting end date above. Estimated Appointment End Date (Continuous if Blank) Full/Part-Time Full time Job Type Regular Compensation Starting Annual Salary Range: $65,000.00 - $80,000.00, based on education and experience. Job Description Starting Annual Salary Range: $65,000.00 - $80,000.00, based on education and experience.   About The Job: The Oklahoma State Treasurer (OST) is seeking a detail-oriented and hard-working individual to join our Compliance & Audit team. The Compliance Officer & Internal Auditor position ensures fiscal policies, practices, and/or...
View all jobs