We are hiring for our Compliance team at Stratos Wealth Partners where we provide a platform of Broker-Dealer and RIA services for our registered reps/advisors. We are looking for an experienced Compliance Analyst to focus primarily on RIA Advertising review and approval. We are a growing department that offers room to develop and advance skills. This position has a hybrid work schedule- 3 days in the office in Beachwood, Ohio, 2 days remote. Essential Duties and Responsibilities: Primary Function: Lead the Program for the Review and Approval of RIA Advertising Lead the function, under the guidance of management, of reviewing and approving RIA advertising submitted by advisors. Utilize technology tool to provide administrative support and document retention. Appropriately collaborate with team members to assist with effective and efficient advertising reviews and approvals. Provide adequate guidance and communication to advisors regarding advertising reviews and...

Jordan Park provides comprehensive investment and financial advice to a targeted community of individuals, families, and institutions. Our clients have made extraordinary contributions to business, philanthropy, government, and society. We are empathetic problem solvers with depth and diversity of experience. We embrace complexity, shoulder problems, and navigate challenges to empower clients to achieve their optimal outcomes. Our mission is to enhance lives and legacies. We are looking for an exceptional Compliance professional to support the growth of our multi-family office and investment advisory firm based in San Francisco.  This is an opportunity to work within the Compliance team led by the Chief Compliance Officer.  The Compliance team works closely with our partners across the advisory and investment businesses, within a firm united by a passion for service, strong sense of integrity, and desire to have a positive impact in the world.  We strive to create a...