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Compliance Professional for Fee-Only, SEC RIA Firm
CGN Advisors, LLC
Hybrid (Manhattan, KS, USA)
Jan 08, 2026
Overview CGN Advisors is an independent, Fee-Only financial planning and investment management firm (SEC RIA) headquartered in Manhattan, KS, with offices located around the country. Depending on experience and qualifications, we are looking for a Compliance Associate or a Compliance Manager for our Operations division.  Roles and Responsibilities Manage all aspects and execute the day-to-day tasks of the firm’s compliance program Monitor and test the firm’s policies and procedures to ensure effectiveness of the compliance program Educate the firm’s IARs on regulatory compliance matters Serve as in-house compliance expert, responding to compliance-related questions from IARs Assist with the new IAR onboarding process Remain current with regulatory changes, annual examination priorities, etc. Interact with regulators, examiners, attorneys, etc. as needed Administer the firm’s enterprise systems Qualifications and Education Requirements Bachelor’s degree...

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Alternative Investments Analyst - Cigna Investment Management (CIM) - Hybrid
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Director, Alternative Investments - Cigna Investment Management (CIM) - Hybrid
The Cigna Group
Bloomfield, CT, USA
Feb 08, 2026
Cigna Investment Management (CIM) manages over $20 billion in assets on behalf of Cigna, a publicly traded global health services company.  CIM’s assets are invested in public and private corporate bonds, commercial mortgages, private equity, private credit, real estate equity, public equity and short-term investments.  Join our Alternative Investments team and take a lead role in sourcing, evaluating, and executing attractive new investment opportunities with third-party fund managers.  In this role, you will collaborate with experienced investment professionals to identify best-in-class investment opportunities, perform rigorous analysis, conduct research and contribute to decisions that influence our overall portfolio performance. If you thrive in a dynamic environment and have a passion for private markets, we invite you to bring your expertise to CIM’s Alternative Investments team. Responsibilities Lead sourcing, evaluation and execution of limited partnership fund...
BRME Incident Issue Program Lead, AVP - State Street Investment Management.
State Street
Boston, MA, USA
Feb 07, 2026
Job Description Why this role is important to us The Business Risk Management Executive (BRME) team is a first line function that partners with State Street Investment Management (State Street IM) business teams to properly identify, assess and manage operational and regulatory risk. The Incident & Issue Program Lead will play an important role on this team, responsible for managing State Street IM reporting and handling of incidents and any identified gap(s) in the control environment, to ensure a clear understanding of themes and timely remediation.  The Program Lead will work closely with business leaders, ERM, and Compliance.  Seeking professionals with 5 years of experience in operational risk, compliance, audit, or managing risk in a direct business role supporting an asset manager. Why this role is important to us The team you will be joining is a part of State Street Investment Management, one of the largest asset managers in the world. We partner with many of...
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