Investment Adviser Career Center

Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.  As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing...

Who We Are Looking For The Officer, Investment Performance & Analytics supports the firm’s investment performance, analytics, and Global Investment Performance Standards (GIPS®) processes. The role is responsible for supporting composite maintenance, performance and benchmark validation, analytics review, and reporting deliverables across asset classes and investment strategies. The position partners with Investments, Compliance, Marketing, Consultant Relations, and Operations to ensure performance outputs are accurate, timely, and compliant with internal policies, regulatory requirements, and industry standards. Key Responsibilities Support end‑to‑end investment performance and analytics processes, including data validation, composite maintenance, and performance review Assist with the calculation, oversight, and review of GIPS composites, benchmarks, dispersion, and related analytics in accordance with GIPS standards and internal policies Prepare, maintain, and...

  At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.  We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description Partners with leaders in their assigned Line of Business, Risk/Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending on the function, oversee the successful creation, implementation, and maintenance of an effective risk management framework. Lead projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations. Facilitate the identification of gaps and...

Company: Marsh Corporate Description: Marsh US&C Investments Compliance is recruiting for a Senior Compliance Officer who will work three days a week in our Boston or New York office alongside our team. The team at Marsh will prepare you for a successful career and provide you the opportunity to work with well-known investment advisers across the globe. You will work with a team of high-performing colleagues committed to collaboration and partnership.   As a Senior Compliance Officer, you will be responsible for assisting with due diligence reviews of subadvisers for adherence to regulatory requirements and compliance best practices. You will make recommendations and advise the business, escalate issues as appropriate and support the broader US&C Investments Compliance program.    As a member of the US&C Investments Compliance Department, you will lead the team that manages the Subadvisory Oversight compliance programs for the US & Canadian...