Investment Adviser Career Center

  At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.  We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description Serves as a senior client and internal liaison for complex trade inquiries affecting investment management clients. Leads the end-to-end coordination of high-risk, time-sensitive, or recurring matters involving trade capture, settlement, failed trades, market practices, cash or position impacts, and related servicing dependencies. Establishes clear ownership and brings together Product, Operations, Risk, Technology,...

Corporate Title:  Vice President Department:  Legal Location:  New York- midtown (Hybrid) The base pay range for this position at commencement of employment is expected to be between $175K and $225K/year* (see below footnote for additional compensation and benefits information)    Company overview   Nomura is a financial services group with an integrated global network. By connecting markets East & West, we service the needs of individuals, institutions, corporates and governments through our four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking.     Driven by the insights of some 28,000 people worldwide, we put our clients at the center of everything we do, delivering unparalleled access to, from and within Asia. For further information about Nomura, visit  www.nomura.com      Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitors...

Who You’ll Work With: Your internship will require you to learn a new or expand an existing skill set and knowledge base, and/or complete a project that is critical to the success of the group, department or firm. During the internship, you will be matched with a mentor who will help with your assimilation into the firm and provide career advice. Upon successful completion of your internship, you will have the opportunity to present to a committee of senior Operations & Technology executives. Operations delivers a wide range of middle and back office support to all of AllianceBernstein’s investment services (equities, fixed income, alternative investments) as well as distribution channels (institutional clients, individuals and private clients). You will work with the front office and portfolio management as well with various custodian banks and vendors, and provide regional support in the Americas, Europe and Asia-Pacific. As an Intern, you will be placed in one of the...

We're seeking someone to join our team as a product owner for CCMS in Wealth Management Compliance responsible for the overall strategy for the Firm's global complaint management product - CCMS and the Complaints Search and Reporting (CSR) tool. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Executive Director level position within the Wealth Management Field Compliance engages with the Enterprise Compliance Platform Owner to align product strategy to Platform strategy. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What you'll do in the role: > Work with stakeholders and the squad leadership team to set priorities - including funding, resourcing and sequencing of...