Investment Adviser Career Center

About this role: Wells Fargo is seeking a Lead Compliance Officer to join the Broker Dealer Operations Compliance team. This role provides compliance oversight and risk management support across both Wealth & Investment Management (WIM) and Corporate & Investment Banking (CIB) Operations. The position will serve as a key compliance partner supporting operational processes, regulatory change management, monitoring activities, and business initiatives involving traditional and emerging financial products. The successful candidate will have a strong understanding of broker dealer operations, securities regulations, and compliance risk management. Particular emphasis will be placed on supporting the firm's evolving digital asset strategy, including cryptocurrencies, stablecoins, tokenized assets, distributed ledger technologies, and related regulatory developments. This role will partner closely with business, legal, risk, technology, and operational teams to identify and...

Job DetailsJob Location: Central Alabama - Birmingham, AL 35209Position Type: Full TimeJob Shift: DayJob Category: Compliance/Risk ManagementOakworth Capital Bank is expanding and has an excellent opportunity for someone to join our team in Birmingham, AL! We are looking for a full-time Deputy Chief Compliance Officer that will play a vital role in supporting our business goals and overall vision. An ideal candidate would meet the qualifications listed below, and more importantly, be able to demonstrate that they live by Oakworth Core Values (Golden Rule, Character, Innovative Spirit, Professionalism, Work Ethic).   Summary: The Deputy Chief Compliance Officer serves as a strategic partner to the Chief Compliance Officer in the administration and enhancement of the company's compliance programs supporting Oakworth Asset Management (OAM) and OCB Trust. Acting as the primary backup to the Chief Compliance Officer, this role leads compliance testing, monitoring, and registration...

We're seeking someone to join our Investment Management Finance team as an Executive Assistant in New York to provide direct, senior-level support to the MSIM CFO and the broader IM Finance Leadership team, keeping leadership priorities, calendars, and deliverables running smoothly across a fast-paced, global function. In the Finance division, we act as a partner to business units around the globe by providing management, review, analysis and advisory services of the Firm's financial and capital resources. This is a Non-Exempt position within the Administrative / Support job family, which specializes in providing high-touch executive, calendar, travel, and coordination support to senior leadership and their teams. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. ** Must be able to work 3 days onsite at our Midtown office**...

We are seeking a senior credit research leader to join our Global Credit Research team supporting Fixed Income Solutions. The candidate will serve as the lead sector manager for Industrials, overseeing research coverage and investment judgment across global public and private credit exposures. This role combines hands-on sector expertise, people leadership, research oversight, and cross-platform engagement across cash/MMF, investment grade, high yield, leveraged loans, CLOs, structured credit, and related fixed income mandates. The role is responsible for setting sector research priorities, shaping actionable investment views, strengthening risk frameworks, and ensuring credit insights are translated into portfolio-relevant recommendations for Global Fixed Income strategies. JOB SCOPE: Key responsibilities for Sector Lead for Industrials, but are not limited to: Serve as the senior subject matter expert and sector lead for Industrials, including oversight of issuer-level...