Investment Adviser Career Center

  At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.  We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description The Private Wealth New Accounts Opening Manager leads the team responsible for account opening new accounts trust, investment, and banking platforms and legal reviews. This role requires exceptional leadership skills, deep knowledge of fiduciary and regulatory requirements, and the ability to review and validate complex legal documentation. The manager ensures operational excellence, compliance, and a superior client...

State Street Investment Management is seeking a Vice President, Market Data Strategy & Vendor Management to work collaboratively across Investment Management business units and with partners across Procurement, Finance and Legal teams at State Street Bank and Trust Company enterprise, ensuring the effective management and administration of market data services. This role will report into the Head of Index Market Data and will play a critical role in supporting the market data procurement and ongoing management lifecycle, with an initial focus on Index market data and ESG data responsibilities. The VP will operate as a trusted partner to senior stakeholders across State Street Investment Management and the broader enterprise, helping to drive transparency, commercial discipline, and strategic vendor outcomes. The successful candidate will be highly resourceful, intellectually curious, and motivated to drive change  — combining strong market data expertise with analytical rigor,...

A New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) is seeking a VP, Compliance Officer. Vice President (Compliance) Job Description: Provide compliance support to ensure that the firm’s compliance programs are implemented, maintained and enforced in accordance with the applicable rules and regulations including the Investment Adviser Act of 1940 and the Commodity Exchange Act. Review pitch books, monthly reports, DDQs, RFPs and other marketing documents. Participate in investor operational due diligence. Conduct various day-to-day compliance surveillance activities including Code of Ethics and Code of Conduct supervision and enforcement (including personal trade review and monitoring, distribution and review of quarterly and annual Code of Ethics reporting, requesting, collecting and reviewing third party statements as necessary, maintaining restricted lists, gift and entertainment reviews, and political contribution reviews),...

We are currently hiring for a distribution role at State Street Global Advisors within the Client Coverage Group. In this role, you will work with a team of external and internal wholesalers in an effort to build relationships with financial advisors in the RIA Channel and provide valuable client solutions to assist advisors in growing their business using SPDR ETFs, model portfolios and other SSGA solutions. You should be recognized as a reliable and trusted advisor and champion the US Wealth Intermediary distribution efforts with Registered Investment Advisory Firms located throughout the Mid-Atlantic region. This is a remote sales position and based in the territory MD, DC, VA, TN, SC or NC. As an RIA Regional Consultant: You will personally own key client and strategic partner relationships as a member of the US Wealth Intermediary Team. The position will cover RIA- Wealth Managers and Bank Trust firms, across the Mid-Atlantic region. You will identify the needs of our...