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Investment Adviser Career Center

Latest Jobs

National Life Insurance Company
Addison, TX
Oct 07, 2026
Come join one of America’s fastest-growing insurance companies. Since 1848, National Life Group has aimed to keep our promises, providing families with stability in good times and in bad. Throughout that history, we have provided peace of mind to those families as they plan their futures. Our mission extends beyond the insurance and annuities policies that we offer. We strive to make the world a better place through our grants from our charitable foundation, paid volunteer time for our employees, environmentally sustainable and healthy workplaces, and events that promote the work of nonprofits in our own backyard. We foster a collaborative environment with opportunities for growth and encourage our associates to live our values: Do good. Be good. Make good. About Us NLG Capital, the investment management company of NLG, manages approximately $40 billion in AUM. Our purpose is simple – to allow NLG to keep its promises. How we do this – an obsessive focus on delivering...
U.S. Bank
Boston, MA
Oct 07, 2026
  At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.  We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description This position within the Governance and Control team will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual funds and exchange traded funds. This position is responsible for: Maintaining the MST’s compliance program, including the review and administration of compliance policies and procedures and the creation of new policies and procedures in response to newly...
LEGACY LEGAL RECRUITING LLC
New York, NY
Oct 07, 2026
Benefits: 401(k) Bonus based on performance Competitive salary Dental insurance Free food & snacks Health insurance Paid time off Vision insurance The ideal candidate will bring at least four years of experience supporting attorneys throughout the full lifecycle of private equity, hedge, or venture capital funds, including fund formation, investor onboarding, regulatory compliance, and transaction management. We are also seeking someone with a strong academic record, demonstrated by a GPA of 3.4 or higher. Responsibilities Fund Formation & Maintenance: Assisting with entity formation, drafting governing documents, maintaining corporate records, and preparing subscription agreements for investors. Regulatory Compliance: Preparing and filing SEC documents (e.g., Form D, Form ADV) and Blue Sky filings. Transaction Management: Coordinating closing processes, managing...
Osceola County Council On Aging, Inc.
Kissimmee, FL
Oct 07, 2026
Description    Responsible for monitoring and supporting compliance throughout the Osceola Council on Aging, Inc. affordable housing portfolio. Reviews property operations, resident eligibility, certifications, reporting, and documentation for compliance with applicable federal, state, local, investor, lender, and funding source requirements. Serves as an internal compliance resource, identifies deficiencies, coordinates and tracks corrective actions, provides staff training and technical assistance, and assists properties in preparing for external monitoring, inspections, and audits. ESSENTIAL FUNCTIONS: 1. Monitor compliance requirements for all affordable housing properties owned, operated, or managed by OCOA. 2. Maintain working knowledge of HUD Section 202 Project Rental Assistance Contracts (PRAC), Section 42 Low Income Housing Tax Credit (LIHTC), HOME Investment Partnerships Program, Neighborhood Stabilization Program (NSP), applicable rental assistance programs, and...