Investment Adviser Career Center

Work locations: Boston MA Quincy MA, Stamford CT, and Princeton NJ Reports to: Head of Business Architecture, State Street Investment Management Who We Are Looking For Are you energized by working in a cross-functional environment, collaborating with diverse business and technology teams to drive meaningful change? Do you thrive on solving complex customer challenges and delivering solutions that truly differentiate an organization in the marketplace? Are you passionate about understanding customer needs and translating them into innovative business capabilities and platforms? Are you excited by the opportunity to institutionalize business architecture and shape the future of investment management through transformative, customer-centric solutions? Do you seek out opportunities to work across product, platform, and service teams, influencing outcomes and building consensus in a dynamic, matrixed organization? As a Business Architect, VP at State Street Investment...

At Allianz Life, we are driven by our mission – we secure your future – and by our common goal of caring for tomorrow. We care for our employees by promoting an inclusive culture where everyone has the opportunity to grow and be rewarded for their success. We care for our customers by creating new products that help them protect their families and pursue their retirement goals. We care for our community by giving time, resources, and donations. And we care for the future by supporting sustainability, protecting the local environment, and promoting equality in our communities.   What you do: The AIM Compliance Advisor (Ethics & Compliance Advisor) reports to the AIM Chief Compliance Officer and supports senior team members in administering Allianz Investment Management's compliance and risk activities. This role requires working knowledge of investment adviser compliance and risk disciplines, spanning multiple programs. Key responsibilities include supporting core...

  At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.  We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description This position within the Governance and Control team will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual funds and exchange traded funds. This position is responsible for: Maintaining the MST’s compliance program, including the review and administration of compliance policies and procedures and the creation of new policies and procedures in response to newly...

Neuberger is a private, independent, employee-owned investment manager, offering a wide range of active strategies across equity, fixed income, private equity, real estate, and hedge funds to institutions, advisors, and individual investors worldwide. Founded on a culture of collaboration, rigorous fundamental research, and long-term thinking, the firm is committed to delivering compelling investment results and shaping a workplace where diverse perspectives and independent thought drive better outcomes for clients. The Compliance Officer will work regularly with the CCO–Fixed Income and other compliance and legal staff in developing and implementing policies and procedures for a registered investment adviser, with a specific emphasis on the Investment Advisers Act of 1940 and related rules and regulations. Responsibilities Assist in the analysis, development, and implementation of policies and procedures to ensure compliance with various regulations, including the Investment...