Investment Adviser Career Center

  At Allianz Life, we are driven by our mission – we secure your future – and by our common goal of caring for tomorrow. We care for our employees by promoting an inclusive culture where everyone has the opportunity to grow and be rewarded for their success. We care for our customers by creating new products that help them protect their families and pursue their retirement goals. We care for our community by giving time, resources, and donations. And we care for the future by supporting sustainability, protecting the local environment, and promoting equality in our communities.   What you do: Reporting directly to the Chief Legal Officer of Allianz Life Insurance Company of North America (“Allianz Life”) the VP Deputy General Counsel & AIM LLC & AIM US CCO position will have the dual responsibilities of leading the Compliance and Legal functions of AIM LLC and AIM US (collectively “AIM”) and Allianz Life’s investment portfolios. This includes AIM’s asset...

Position Overview Apollo is seeking a Compliance Officer to join its Financial Crimes Compliance (FCC) team, whose mission is to prevent, detect, and address illicit financial activity across the firm. This individual will play a critical role in developing, implementing, and overseeing the firm’s global strategy to prevent, detect, and mitigate financial crime and reputational risks, including money laundering, terrorist financing, sanctions violations, fraud, bribery, and corruption risks, to ensure the Firm’s compliance with applicable international Anti-Money Laundering (AML), sanctions, and other financial crime regulations. The Compliance Officer will also help establish a compliance program for its digital assets business, including closely following regulatory developments and rulemaking in this space. The Compliance Officer will work closely with members of Apollo’s broader Compliance team, as well as with investment, operations, and legal stakeholders, to design,...

Job Description: Job Title Intern, Investment Management Company LC Advisory Services Department Investment Management Reports to Senior Manager, Investment Management Wage Category Exempt Who We Are Every day, we take deliberate action to nurture a culture that is grounded in our purpose, to Build a Connection™. No matter what your area of expertise, at LC, you’ll find your why and your place to belong. Guided by our core values of performance, quality, communication, teamwork, and leadership, you’ll be empowered to fuel our growth and create a lasting legacy in our communities. Are you ready to make an impact? The Team You Will Join Lifestyle Communities’ (LC) Investment Management team is a strategic partner for LC’s vertically integrated companies. The team specializes in underwriting, monitoring, and reporting on the organization’s performance and use of capital and has a significant role in the raising of and optimization of the...

At Northland, our employees are the heart of our story—and we’re committed to their success! Please see below the details of this career opportunity and how it fits into our organization’s success. Summary of the Job:   Senior Compliance Officer – Fixed Income Capital Markets focused role within the Compliance Department. This role will support the firm compliance program to ensure employees and Northland comply with industry regulations and company policies. General areas of focus will relate to the compliance regulations and obligations within the Fixed Income Capital Markets space. The ideal candidate will have an established understanding of broker-dealer FINRA, SEC and MSRB regulations and compliance requirements. About This Role:   ESSENTIAL JOB FUNCTIONS AND DUTIES Develop, maintain and execute most aspects of onboarding and offboarding all Northland Fixed Income employees. Manage activities...