Investment Adviser Career Center

Job Description The Director, Business Strategy & Investment Management Office is responsible for driving the development, execution, and continuous refinement of the organization’s long-term vision and business strategy. This leadership role oversees planning, investment management and value realization initiatives that support sustainable growth and operational excellence. The Director will lead cross-functional teams to assess market trends, forecast industry shifts, and align organizational priorities with emerging opportunities. In addition to spearheading enterprise-wide strategic initiatives, this role will provide oversight for the Investment Management Office (IMO), ensuring the effective planning, allocation, and administration of funding to optimize the return on investment for key programs and services. This position works closely with Finance and department heads to integrate strategic objectives into annual budgeting and resource allocation processes. The...

Application Deadline: 03/27/2026 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Qualifications: Typically between 3 - 5 years of experience in regulatory compliance, preferably within a broker‑dealer or similar financial services environment. Direct experience administering employee registrations with FINRA, NFA, and/or SEC, including completing and managing Form U4/U5 filings and registration amendments. Strong understanding of U.S. securities and derivatives regulations, including FINRA rules and registration categories, NFA and CFTC registration requirements, and SEC regulatory framework for registered representatives Experience with regulatory systems such as FINRA Gateway, NFA ORS, WebCRD, and CE systems. Experience conducting compliance monitoring, testing, risk assessments, or controls evaluation. Proficiency in Microsoft Office (Excel, Word, PowerPoint) and ability to learn specialized compliance systems....

Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyone’s access to opportunities. The status quo is not good enough … we believe every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a better financial future.  We know that reaching this future depends on our actions today. Like our Purpose Statement, Voya believes in being bold and committed to action.  We are committed to a work environment where the differences that we are born with — and those we acquire throughout our lives — are understood, valued and intentionally pursued. We believe that our employees own our culture and have a responsibility to foster an environment where we all feel comfortable bringing our whole selves to work. Purposefully...

Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you’d like, where you’ll be supported and inspired by a collaborative community of colleagues around the world, and where you’ll be able to reimagine what’s possible. Join us and help the world’s leading organizations unlock the value of technology and build a more sustainable, more inclusive world. Location: Newark NJ (Hybrid) Job Description Title: Senior Data Governance & Data Quality Specialist (Microsoft Purview | Investment Management) Employment Type : Full‑time Role Overview We are seeking a Senior Data Governance & Data Quality Specialist with deep, hands‑on expertise in Microsoft Purview to support a complex Investment / Asset Management environment. This is a client‑facing, delivery‑oriented role focused on assessing, structuring, and optimizing an existing Purview implementation while guiding business and technical stakeholders on...