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Chief Compliance Officer
Heritage Investors Management Corp
Bethesda, MD
Jul 22, 2026
Heritage Investors Management Corporation is searching for a Chief Compliance Officer to manage all aspects of the firm’s compliance program. Heritage, based in Bethesda, MD, is an SEC-registered investment advisor managing approximately $4.9 Billion in assets. Established in 1975, Heritage has consistently delivered value to its clients by understanding their financial objectives and utilizing a disciplined, time-tested investment process that effectively achieves them. Heritage is proud of its track record and its focus on the individual client as the basis for its investment strategy. ESSENTIAL DUTIES AND RESPONSIBILITIES Manage, implement, operate and be responsible for the firm’s compliance program. Monitor and test the firm’s policies and procedures to determine the adequacy and effectiveness of the firm’s compliance program. Prepare and submit all required regulatory filings and disclosure documents in a timely and accurate manner. Train and...
Featured
Junior equity portfolio manager
BCM
Darien, CT
Aug 05, 2026
Looking for junior equity PM in Fairfield County. Has to have at 7-10 years experience. Has experience working with very high net worth clients with separately managed accounts. Experience in family office atmosphere is very helpful. 

Latest Jobs

Compliance Officer, Trading Compliance
Point72
Stamford, CT
Aug 14, 2026
A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us. What you'll do Provide real-time compliance coverage for traders, providing clear, actionable guidance on trade approvals and trading conduct Support and enhance the trading compliance program for the firm’s trading desks, driving measurable improvements in controls and monitoring Manage cross-functional coordination with legal, risk, operations, finance, technology, and third-party vendors to implement and enhance compliance solutions Build and enhance pre-trade and post-trade surveillance processes, including...
Cross-Asset Risk - Investment Management - Vice President
Morgan Stanley
New York, NY
Aug 14, 2026
Morgan Stanley Investment Management (“MSIM”), together with its investment advisory affiliates, operates in 26 countries with $1.9 Tn in assets under management or supervision as of March 31, 2026. MSIM strives to provide outstanding long-term investment performance, service and a comprehensive suite of investment management solutions to a diverse client base, which includes governments, institutions, corporations and individuals worldwide. WE OFFER Morgan Stanley Investment Management (MSIM) is a global provider of investment products and services to institutional clients across multiple asset classes. The Firm offers a wide range of global equity, fixed income and asset allocation solutions across both public and private markets. The Global Risk & Analysis Group (GRA) team offers the opportunity to identify, assess, manage and monitor risk across MSIM and provide reporting and analysis for clients, regulators, MSIM and Firm Management. This member of GRA will be...
Accounting Manager, Investment Management
Voya Financial
Atlanta, GA
Aug 14, 2026
Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyone’s access to opportunities. The status quo is not good enough … we believe every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a better financial future.  We know that reaching this future depends on our actions today. Like our Purpose Statement, Voya believes in being bold and committed to action.  We are committed to a work environment where the differences that we are born with — and those we acquire throughout our lives — are understood, valued and intentionally pursued. We believe that our employees own our culture and have a responsibility to foster an environment where we all feel comfortable bringing our whole selves to work. Purposefully...
Private Bank Americas – Senior Compliance Officer - Vice President
Deutsche Bank
New York, NY
Aug 14, 2026
Job Description: Job Title Private Bank Americas – Senior Compliance Officer Corporate Title Vice President Location New York, NY Overview You will work in the Compliance Department as a business line compliance officer primarily focused on the Private Bank’s lending activities. In addition, your responsibilities will involve providing Compliance support, including advising and providing guidance to other Private Bank areas of business of a sophisticated full-service broker/dealer and banking business. You should understand key banking and broker-dealer regulations, including the relevant current and proposed industry and regulatory developments. The role will also involve assisting with Compliance projects and ad-hoc requests to further strengthen the Bank's compliance programs.   What We Offer You A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home...
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