Investment Adviser Career Center

About the Role iCapital is looking to hire a Compliance Officer to oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF) and 1940 Act Registered Funds businesses. This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm’s SEC Registered Investment Advisers, NFA and CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products or entities.  Responsibilities Maintain expert knowledge of regulations applicable to ETFs and 1940 Act Registered Funds and their investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑ Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking. Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts,...

Job Posting End Date 06-24-2026 Please note the job posting will close on the day before the posting end date. Job Summary This role is responsible for shaping how Technology plans, evaluates, and measures investments and outcomes. This position is responsible for defining and scaling best practices for business planning, investment governance, and value realization across the Technology portfolio. A key focus of this role is building and maintaining forward-looking business and investment plans, ensuring alignment between strategy, funding, delivery, and measurable outcomes. You will enable a more disciplined, transparent, and performance-driven portfolio through strong analytical frameworks, standardized processes, and actionable insights. Job Description What you’ll do: Forward-Looking Business & Investment Planning Develop and maintain multi-year technology business plans and investment roadmaps aligned to strategic priorities Build...

    Are you passionate about safeguarding financial integrity while enabling business growth? Do you thrive in a dynamic environment where your expertise in financial crime prevention, fraud detection, and investment compliance makes a real difference? Join our global team and help shape the future of compliance in asset management!   About the Role   As a Compliance Officer in our Asset Management & Capital Markets Compliance team, you'll be at the intersection of financial expertise and risk management, helping stakeholders navigate complex compliance landscapes while supporting business objectives. You'll develop specialized knowledge in how Asset Management operates globally while building valuable relationships across our international network.   Key Responsibilities Build relationships  with key stakeholders globally, becoming their trusted compliance partner Provide expert guidance  on compliance matters to internal partners,...

About The Role Vivid Money B.V. is a Dutch-regulated firm offering investment and crypto services across Europe. As  Junior Risk & Compliance Officer , you will work directly alongside - and report to - the Head of Risk & Compliance, supporting the day-to-day running of Vivid's risk and compliance framework. This is a hands-on, execution-focused role with a strong financial-crime and market-surveillance core. You will own a defined set of recurring compliance activities, investigate alerts, prepare reporting and documentation, and escalate matters that require senior judgement. It is an ideal opportunity for an early-career professional who wants to build broad, practical second-line experience in a fast-growing investment and crypto business. As a member of a small team that also supports risk and compliance at Group level (such us the Luxembourg-based EMI entity, Vivid Money S.A.), you will gain exposure across entities and regulatory regimes. Your Mission...