Investment Adviser Career Center

Who You’ll Work With: Your internship will require you to learn a new or expand an existing skill set and knowledge base, and/or complete a project that is critical to the success of the group, department or firm. During the internship, you will be matched with a mentor who will help with your assimilation into the firm and provide career advice. Upon successful completion of your internship, you will have the opportunity to present to a committee of senior Operations & Technology executives. Operations delivers a wide range of middle and back office support to all of AllianceBernstein’s investment services (equities, fixed income, alternative investments) as well as distribution channels (institutional clients, individuals and private clients). You will work with the front office and portfolio management as well with various custodian banks and vendors, and provide regional support in the Americas, Europe and Asia-Pacific. As an Intern, you will be placed in one of the...

We're seeking someone to join our team as a product owner for CCMS in Wealth Management Compliance responsible for the overall strategy for the Firm's global complaint management product - CCMS and the Complaints Search and Reporting (CSR) tool. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Executive Director level position within the Wealth Management Field Compliance engages with the Enterprise Compliance Platform Owner to align product strategy to Platform strategy. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What you'll do in the role: > Work with stakeholders and the squad leadership team to set priorities - including funding, resourcing and sequencing of...

Dallas is Growing. Grow With Us. Looking for more than just a job? The City of Dallas offers careers with purpose. With competitive benefits, growth opportunities, and a vibrant work culture, we’re committed to helping you thrive while you help our city flourish. Be part of a team that’s committed to service, innovation, and community. Job Summary The Employee Retirement Fund Compliance Officer oversees the development and implementation of policies and procedures; establishes and continuously improves practices for an effective compliance program. Job Description   Overview Under administrative direction of the Executive or Deputy Executive Director, the ERF Compliance Officer is responsible for the overall compliance management of the benefits, communications, finance, investments, learning & development and/or technology administration of the Employee Retirement Fund. Oversees the development and implementation of policies, procedures, and practices...

Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture that supports collaboration, engagement, and career development.  Our approach includes clear in-office expectations, while...