Investment Adviser Career Center

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations. At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!   Job...

The AML Analyst (Officer level) plays a key role within the first line of defense, supporting the delivery of SSIM’s Anti-Money Laundering (AML) and Know Your Customer (KYC) programme. The role contributes to the effective identification and mitigation of financial crime risks by ensuring AML controls are applied consistently in line with internal policies and regulatory expectations.   The Analyst is responsible for executing standardised, risk-based activities across the client lifecycle, including onboarding due diligence, periodic and event-driven KYC reviews, and ongoing AML monitoring. This includes maintaining accurate records, identifying potential risks or red flags, and escalating issues in accordance with established procedures.   Key Responsibilities     New Business & KYC Lifecycle Management   Perform AML/KYC risk assessments for new legal entities.   Conduct onboarding reviews ensuring completeness and...

State Street Investment Management is the fourth largest asset management firm globally. Global Funds Management is responsible for all treasury, fund administration, and reporting for our registered and unregistered funds globally. This includes valuation, board liaison and reporting, financial and regulatory reporting, taxation, expense accruals, service provider oversight, and new product. We are seeking an   AVP   to join the Operational Due Diligence (Ops DD) team within Global Funds Management. The team is responsible for overseeing and conducting operational due diligence on third party investment managers and sub advisory relationships. The future candidate will be required to independently liaise with external partners, investment managers, sub advisors, and internal cross-functional teams. Successful candidates will demonstrate a continuous improvement and innovation mindset and be technologically savvy. Opportunity to advance within the organization and expand...

US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team.  The role may be based in New York, NY or Miami Lakes, FL.  The right candidate will support the consumer regulatory compliance functions for Popular Bank, including the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across various lines of business, branches, and operating departments.   In this position, you will:   Participate in and contribute to the execution of Popular’s Compliance Program, ensuring alignment with Corporate compliance and strategic direction and recommend policy and/or actions based on internal and external industry developments for area of responsibility.   Serve as a compliance resource and SME (subject matter expert) to business units, internal team members, and management providing a range of support and analysis on regulatory compliance...