Investment Adviser Career Center

We’re building a world of health around every individual — shaping a more connected, convenient and compassionate health experience. At CVS Health®, you’ll be surrounded by passionate colleagues who care deeply, innovate with purpose, hold ourselves accountable and prioritize safety and quality in everything we do. Join us and be part of something bigger – helping to simplify health care one person, one family and one community at a time. Position Summary This remote role, Lead Director, Business Consultation (IC) Investment Management , is responsible for leading the Medicare Investment Management process. Key responsibilities include: Facilitating and driving the completion of business cases to support Medicare’s strategic programs from ideation to benefit realization. In a matrixed environment, manage the day-to-day activities of the Medicare investment management team, provide leadership and direction to a team on business case best practices as well as look for...

At Northland, our employees are the heart of our story—and we’re committed to their success! Please see below the details of this career opportunity and how it fits into our organization’s success. Summary of the Job:   This role will support the Firm’s compliance program to ensure employees and Northland comply with industry regulations and company policies. The ideal candidate will have an established understanding of broker-dealer FINRA, SEC and MSRB regulations and compliance requirements, preferably in Fixed Income Markets or Equity Capital Markets. About This Role:   Develop, maintain and execute most aspects of onboarding and offboarding employees. Manage activities relating to Northland conflicts of interest program, including the annual employee certification process, periodic attestations, social media, gifts and entertainment reporting, political contribution activities, outside business...

About Invesco As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco. What’s in it for you? Our people are at the ver y core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:   Flexible paid time off Hybrid work schedule  401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution  Health & wellbeing benefits  Parental Leave benefits  Employee stock purchase plan Job Description About...

About the Role: The Sr Trust Compliance Officer – Columbia Private Trust (CPT) is responsible for leading the execution, development, implementation, and maintenance of all assigned responsibilities of Columbia Private Trust’s Compliance Management Program. Acts in a senior leadership role in providing guidance and ensuring execution of other assigned compliance-related projects, tasks, and functions. Prepares reports for various management committees and provides oversight and support in audits and examinations. Defines and upholds rigorous departmental controls and ensures compliance with ERISA law, IRS regulations, and external agency regulators including, but not limited to the FDIC, Oregon Division of Banking, and the SEC.   Responsible for acting in a managerial capacity for the CPT compliance function including the supervision and development of team members. Oversee the development and updating of compliance-related policies, procedures, and supporting documents...