Investment Adviser Career Center

Role Summary / Purpose This position is in the Equity Research department assisting with coverage across sectors for the US markets, with an initial focus on Technology. Experience supporting equity research is preferred, while demonstrating strong working knowledge of the broader US large cap investment universe. The ability to partner with existing Portfolio Managers (PM’s) and senior analysts will be important, as you will contribute to security selection and sector insights across multiple portfolio mandates. Essential Responsibilities Based on fundamental research, support senior analysts in the evaluation of equity investments within the US Equity Technology sector. Conduct research through collaboration with other sector analysts, regional teams, and portfolio managers. Provide industry insight and company-specific analysis that supports actionable investment decisions and performance outcomes. Assist senior analysts in maintaining research coverage and...

Job Description Why join Vanguard’s College to Corporate Internship Program for Investment Management? You will experience buy-side investing with an innovative investment management organization. Your internship will provide an opportunity to collaborate alongside a team of premier investment professionals and influence the outcomes of over fifty million clients. Through hands-on involvement with the global investment ecosystem and equipped with the tools and resources to succeed, you’ll learn how these elements shape the financial future of our clients and of Vanguard itself. Make it count! In this internship program: Pursue an assignment within Vanguard's investment teams including fixed income, global equity, strategic & quantitative equity, investment strategy, portfolio review, and risk management. You will work in a department that draws upon your experiences and interests as well as meets strategic business needs Experience a...

Who we are looking for Officer, North America Investment Oversight will provide investment oversight support for the investment management and other functions of SSIM and SSIM Funds Management, Inc. The Investment Oversight team is responsible for supporting investment compliance, including the monitoring of regulatory requirements and client-specific guidelines, trade oversight, and client reporting, as well as other specialized areas of compliance. What you will be responsible for Performing pre and post trade compliance monitoring for all asset classes on commingled funds, separately managed accounts, and registered funds; Analyze compliance breach trends, identify root causes, and resolve potential systemic issues, including recommending process design improvements and operational efficiencies Developing, testing, and implementing automated rules within the monitoring systems and manual monitoring procedures for non-automated rules; Reading...

Job Description: Job Title Private Bank Americas – Senior Compliance Officer Corporate Title Vice President Location New York, NY Overview You will work in the Compliance Department as a business line compliance officer primarily focused on the Private Bank’s lending activities. In addition, your responsibilities will involve providing Compliance support, including advising and providing guidance to other Private Bank areas of business of a sophisticated full-service broker/dealer and banking business. You should understand key banking and broker-dealer regulations, including the relevant current and proposed industry and regulatory developments. The role will also involve assisting with Compliance projects and ad-hoc requests to further strengthen the Bank's compliance programs.   What We Offer You A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home...