Investment Adviser Career Center

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for office-based attendance and which allows for an appropriate level of flexibility for our teammates and businesses based on role-specific considerations. At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!   Job...

Application Deadline: 05/29/2026 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Compliance team is responsible for proactive identification and timely resolution of regulatory compliance issues. As a compliance officer yo will assist our employees to understand the regulatory risk and compliance requirements to sustain effective regulatory risk management. In this hybrid role, you will get the opportunity and the exposure to work with key contacts in investment banking at all levels. Additionally, you will: Work with group leadership to ensure effective handling and administration of business activities. Impact the development of business opportunities for Investment & Corporate Banking professionals. Ensure that business opportunities do not pose undue risk to the company in a timely manner that meets the needs of the business. Protect the organization from potential reputation risk issues....

The Opportunity Vanguard is seeking a Head of Trading & Execution within the Global Investment Management & Finance Systems (GIFS) to define the future of trading and execution technology for one of the world’s leading investment firms. This senior, front-office executive will set the enterprise agenda across multi-asset execution, leading the modernization of Vanguard’s order management and trading ecosystem while advancing greater scale, standardization, and innovation. What You’ll Do Define Vanguard’s enterprise execution strategy and multi-year roadmap across order management and trading for all asset classes, including automation and emerging technologies. Serve as a trusted partner to Investment Management Group (IMG) leadership, portfolio managers, traders, and quants, translating business needs into solutions and influencing direction when needed. Lead the evolution of multi-asset order management, trading platforms, and execution venues across...

About this role: Wells Fargo is seeking a Senior Lead Compliance Officer.  This role will report to the head of Equities Compliance within the Corporate & Investment Banking (CIB) Markets Compliance team and will provide compliance oversight to the Futures Commission Merchant (FCM) activities of Wells Fargo Securities, LLC.  The role is accountable for leading the compliance officers providing oversight to those lines of business as well as reporting and escalating concerns to management.  In this role, you will: Challenge Front Line activities, actions, and new business initiatives Direct and oversee complex regulatory environments including establishing standards Accountable for enhancement and execution of the FCM compliance programs Direct and oversee key enterprise compliance program elements with respect to this line of business, including compliance risk assessments, initiative management, metrics and reporting. Work with other business aligned...