Investment Adviser Career Center

    Chief Compliance Officer ( Any EFE Office Hybrid or Remote )   At Edelman Financial Engines (EFE), our purpose is to guide people with the financial advice they need to thrive.     We believe that every dollar saved represents a lifetime of hard work and aspirations, and every dollar invested has job to do for our clients. That’s why we are committed to managing our clients’ investments by truly understanding them as people first and then delivering advice, strategies and solutions to help them feel confident about the plans they are making, whether for today, tomorrow, or in the great unknown future. Our goal is to build long-term relationships based on respect, integrity, and a belief that our responsibility is to help people make smart investments decisions in every stage of their lives.   Our culture is grounded in our CORE values: Client First, One Team, Respectful Candor, and Endless Curiosity. These values guide everything we do,...

About Bridgewater Bridgewater Associates is a premier asset management firm, focused on delivering unique insight and partnership for the most sophisticated global institutional investors. Our investment process is driven by a tireless pursuit to understand how the world’s markets and economies work — using cutting edge technology to validate and execute on timeless and universal investment principles. Founded in 1975, we are a community of independent thinkers who share a commitment for excellence. By fostering a culture of openness, transparency, and inclusion, we strive to unlock the most complex questions in investment strategy, management, and corporate culture. Explore more information about Bridgewater on our website here . About Our Culture Our culture is anchored in excellence—meaning constant improvement—and it is deeply tied to our mission. Because markets are objective, competitive, and getting smarter everyday—we need to keep rapidly improving to have...

Job Description: Chief Compliance Officer, Green Pier Fintech The Role The Chief Compliance Officer (CCO) is a key member of the senior leadership team, responsible for providing strategic guidance on regulatory and compliance matters. The CCO will develop, implement, and oversee all aspects of Green Pier’s broker-dealer compliance program. This role serves as a strategic partner to the business, aligning compliance frameworks with commercial objectives to enable responsible growth and innovation. The CCO will liaise with federal and state regulators, manage regulatory exami nations, and oversee comprehensive compliance reporting to senior management. The role also includes leading and mentoring a team of compliance professionals. This role reports to the Chief Compliance Officer for Enterprise Services. The Expertise and Skills You Bring Bachelor’s degree required; advanced degree preferred. 10 years of broker-dealer legal and/or compliance...

About this role: Wells Fargo is seeking an experienced leader to manage the Growth team of financial advisors within Digital & Direct Investments, a key client channel in Wealth and Investment Management (WIM). This leadership role focuses on delivering an industry‑leading digital wealth management client experience for both new and existing Wells Fargo clients, while driving growth through relationship development and advice engagement. The Growth team is responsible for connecting clients to the full suite of Wells Fargo investment products, financial planning solutions, and banking services, helping clients meet a wide range of financial needs. The ideal leader will combine advisor leadership, client experience strategy, and digital investing expertise to support scalable growth across the Direct‑to‑Client platform. In this role, you will: Lead and develop Financial Relationship Advisory team Assess current financial portfolio and recommend changes Identify...