Investment Adviser Career Center

About this role: Wells Fargo is seeking a Lead Strategy & Planning Consultant, Vice President, to join the Wealth & Investment Management (WIM) Strategy team. Learn more about the career areas and business divisions at wellsfargojobs.com. The Lead Consultant will support the Head of WIM Strategy, the Strategy leadership team, and WIM business leaders in shaping business innovation, growth opportunities, and strategic priorities across the wealth and investment management ecosystem and will own the analysis and recommendations that advance business transformation and position WIM for sustainable long-term growth in an evolving competitive and regulatory environment. The Lead Consultant will own strategy workstreams from problem definition through executive recommendation and will be the primary builder of the analytics and executive materials that WIM leadership decides from. They will work directly with and support members of the WIM Operating Committee and their...

Who We Are Looking For Are you energized by helping leaders and cross-functional teams adopt product-centric operating model? Do you thrive on coaching teams through practical challenges involving product vision, prioritization, roadmaps, discovery, and outcome measurement? Are you passionate about building product management capability through hands-on coaching, facilitation, and learning experiences? Are you excited by the opportunity to support pilots and scale a product operating model across Investment Management? Do you seek to influence behavior change, strengthen accountability, and help teams continuously improve how they deliver customer and business value? As Product Coach, VP at State Street Investment Management (“State Street IM”, formerly known as State Street Global Advisors or SSGA), you will play a critical role in accelerating adoption of product-centric operating model. You will partner with business leaders, product managers, engineering and delivery...

The State Street Investment Management (SSIM) Chief Operating Officer (COO) is seeking a Global Head of Business Operations (GHBO) to serve as a strategic partner and advisor and lead the integrated management of the Office of the COO. Reporting directly to the COO, the GHBO will coordinate business management, strategic execution, Finance Technology and organizational transformation across the global COO organization. The GHBO will provide enterprise-wide leadership across business management, portfolio and program governance, financial planning, vendor and third-party oversight, market data, Finance Technology, communications and the Office of the COO. The role will establish the operating cadence, governance, management information and cross-functional coordination needed to translate strategy into measurable business outcomes. Working across Investments, Institutional, Cash, Global Client Coverage Group, the Chief Business Office, Finance, Technology, Data, Marketing and...

Position:  Deputy Chief Compliance Officer Department: Madison Avenue Securities Reporting to: Chief Compliance Officer Location: San Diego, CA   Overview: Are you an experienced compliance leader who enjoys solving complex regulatory challenges and partnering with business leaders? Madison Avenue Securities is looking for a Deputy Chief Compliance Officer to help lead our broker-dealer and registered investment adviser compliance programs.   Reporting to the Chief Compliance Officer, you'll provide regulatory expertise, support key compliance functions, develop and mentor team members, and partner with leaders across the organization to strengthen our culture of compliance.   What you’ll do:  Provide regulatory expertise and leadership for broker-dealer and investment adviser compliance programs, policies, and procedures Lead and support compliance functions including supervision, surveillance, advertising review, testing, monitoring,...