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Investment Adviser Career Center

Latest Jobs

TD
New York, NY, USA
Mar 06, 2026
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135.000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.  As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the...
PactFi
USA
Mar 06, 2026
About PactFi Private asset markets (PE, Private Credit, VC, Real Estate) have 10x to 9.8T in AUM over the past decade and are projected to grow to $17T in the next five years. However, digital infrastructure has not kept pace, with most of the market operating predominantly in error-prone, internal-only software solutions. PactFi provides secure, end-to-end, operational infrastructure for managing complex private credit transactions. Our web-based application brings together all parties involved in such a transaction to more efficiently allocate capital, complete KYC, share documents, manage funds flow, and more. The platform is secured to a bank-grade standard, and we have received our SOC 2 Type 2 attestation. PactFi was developed in close partnership with two of the industry's largest players, both of whom represent the top 3 players in the private credit space by both size (AUM) and deal activity. Overview We are a rapidly growing capital markets fintech company...
Vanguard
Malvern, PA, USA
Mar 06, 2026
The Model Risk Management (MRM) Team, part of Vanguard’s second line of defense, is seeking an experienced model risk professional to support independent oversight of quantitative models used across Vanguard’s Investment Management Group (IMG). Vanguard is a global investment management firm with a mission to give investors the best chance for investment success. Through its Investment Management Group, Vanguard designs, manages, and oversees a broad range of active and passive investment strategies across asset classes, vehicles, and geographies, supporting mutual funds, ETFs, and institutional mandates. These activities rely on quantitative models spanning portfolio construction, risk management, trading, asset allocation, and performance measurement, including an increasing use of advanced analytics and machine learning techniques.   In this role, you will lead the independent validation and challenge of models used within IMG, ensuring they are conceptually sound, well...
Lowenstein Sandler
Roseland, NJ, USA
Mar 06, 2026
Who We Are: Lowenstein Sandler is one of the most sophisticated law firms in the United States, with over 400 lawyers and 300 business services professionals serving clients from offices in New York, Palo Alto, New Jersey, Utah and Washington, D.C. Our primary administrative offices are in Roseland, New Jersey, where we are consistently ranked among the best places to work. We recruit candidates who seek a collaborative, entrepreneurial culture that prioritizes our clients, our colleagues, and the communities where we work and live. Committed to career development and to an inclusive workplace, the firm offers many programs and opportunities for personal and professional growth. We seek professionals for our business services group who share these values. What You Will Do: This position is designed for an experienced paralegal with at least 3–5 years of investment management or private funds experience. The successful candidate will have hands-on experience with entity...