Investment Adviser Career Center

Featured Job Postings

Featured
Junior equity portfolio manager
BCM
Darien, CT
Aug 05, 2026
Looking for junior equity PM in Fairfield County. Has to have at 7-10 years experience. Has experience working with very high net worth clients with separately managed accounts. Experience in family office atmosphere is very helpful. 
Featured
Chief Compliance Officer
Heritage Investors Management Corp
Bethesda, MD
Jul 22, 2026
Heritage Investors Management Corporation is searching for a Chief Compliance Officer to manage all aspects of the firm’s compliance program. Heritage, based in Bethesda, MD, is an SEC-registered investment advisor managing approximately $4.9 Billion in assets. Established in 1975, Heritage has consistently delivered value to its clients by understanding their financial objectives and utilizing a disciplined, time-tested investment process that effectively achieves them. Heritage is proud of its track record and its focus on the individual client as the basis for its investment strategy. ESSENTIAL DUTIES AND RESPONSIBILITIES Manage, implement, operate and be responsible for the firm’s compliance program. Monitor and test the firm’s policies and procedures to determine the adequacy and effectiveness of the firm’s compliance program. Prepare and submit all required regulatory filings and disclosure documents in a timely and accurate manner. Train and...

Latest Jobs

Compliance Officer (Transfer Agent/Registration)
Franklin Templeton
Baltimore, MD
Aug 18, 2026
At Franklin Templeton, we believe success is built through powerful partnerships. As a forward thinking asset manager, we build dynamic relationships with clients, understand their goals, and navigate complex markets together. We leverage cutting edge strategies and deep insights to unlock opportunities for long term wealth creation. Our talented, global teams bring expertise that is both broad and unique. From our welcoming, inclusive, and supportive culture to our globally diverse business, we offer opportunities not only to help you reach your potential, but also to contribute to our clients’ success. About the Department Franklin Templeton’s Regulatory Compliance team provides oversight and guidance to the regulated entities within the organization to ensure they adhere to rules and regulations and internal policies and procedures. You’ll be responsible for supporting Franklin Templetons Transfer Agents and Franklin Distributors, LLC broker-dealer business....
Investment Management Finance Product Controller
Morgan Stanley
Baltimore, MD
Aug 18, 2026
We're seeking someone to join our New Product Team as an Associate in Investment Management Finance (IM Finance) to be involved in accounting, finance and process transformation. In the Finance division, we act as a partner to business units around the globe by providing management, review, analysis and advisory services of the Firm's financial and capital resources. The role will reside within Investment Management Finance (IM Finance) which is a department dedicated to providing support to Morgan Stanley's Investment Management segment ("MSIM"), a leading global asset manager across the public and private markets. The successful candidate will join the New Product Team which support MSIM new business line and product launches. The team serves as the central point of contact within Finance.  Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries...
Model Risk - Investment Management
Nomura Holdings, inc.
New York, NY
Aug 18, 2026
Job Title: Model Risk – Investment Management Corporate Title: Vice President Department: Risk Management Location: New York or Philadelphia   The pay range for this position at commencement of employment is expected to be between $160,000 and $190,000 annually. * (see below footnote for additional compensation and benefits information).   Company overview Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about...
Compliance Officer
Golub Capital
Chicago, IL
Aug 18, 2026
Position Information Hiring Manager: Co-Chief Compliance Officer, Senior Counsel Department: Legal & Compliance Department Overview The Legal & Compliance Department is responsible for managing legal risk and attorney advice for each of the Firm's functions. The Legal & Compliance Department also manages the Firm's regulatory profile under relevant securities laws on a global basis. Key functions within the Legal & Compliance Department include fund structuring, contract and entity management, compliance administration, special projects and institutional risk mitigation. The breadth of the Firm’s operations and products requires a diverse set of talents and capabilities among members of the Legal & Compliance Department and we look for individuals who can contribute meaningfully to one of more of these areas. As the Firm continues to grow, the Legal & Compliance Team continues to expand its staff and the areas of their expertise. The Legal &...
View all jobs