Investment Adviser Career Center

Position Overview Apollo is seeking a Compliance Officer to join its Financial Crimes Compliance (FCC) team, whose mission is to prevent, detect, and address illicit financial activity across the firm. This individual will play a critical role in developing, implementing, and overseeing the firm’s global strategy to prevent, detect, and mitigate financial crime and reputational risks, including money laundering, terrorist financing, sanctions violations, fraud, bribery, and corruption risks, to ensure the Firm’s compliance with applicable international Anti-Money Laundering (AML), sanctions, and other financial crime regulations. The Compliance Officer will also help establish a compliance program for its digital assets business, including closely following regulatory developments and rulemaking in this space. The Compliance Officer will work closely with members of Apollo’s broader Compliance team, as well as with investment, operations, and legal stakeholders, to design,...

Statement of Duties The Housing Compliance Officer engages in an array of activities and projects that aid the City of Somerville in developing and implementing federal housing programs such as CDBG and HOME, and other programs to meet community needs. General responsibilities include providing assistance and support in the administration of Somerville’s affordable housing programs. Specific duties include monitoring Housing Division projects to ensure compliance with loan restrictions including owner-occupancy requirements, affordable rental restrictions, affordable resale restrictions, housing quality standards, income eligibility requirements, and other assignments. Among other assignments, the Housing Compliance Officer is responsible for recording new mortgages, mortgage discharges, and restrictive covenants at the Registry of Deeds; maintaining loan files, project monitoring files, and project compliance tracking spreadsheets; and coordinating loan payoffs and...

Company Overview Every firm has a culture – the values, beliefs, methodology, attitudes and standards that reflect an organization’s DNA. But the truly inspiring firms – the game-changers, the industry leaders and the disruptors – have cultures that propel them to innovate and stand out. At Brown Advisory, we aim to be one of those inspired firms. Over the years, we have purposefully built and nurtured our client-first culture. Brown Advisory is an independent investment management and strategic advisory firm committed to delivering a combination of first-class performance, strategic advice and the highest level of client service. The firm’s clients—including individuals, families, family offices, endowments, foundations, charities, institutions, consultants, and financial intermediaries—are served by over 950 colleagues worldwide, all of whom are equity owners of the firm.  Abu Dhabi | Austin | Baltimore | Boston | Delaware | Frankfurt | London | Nashville | New York |...

Job Description: Investment Management Consultant II Serves as a subject matter expert on managed accounts and their processes, focusing on customer experience, retention, and sales in partnership with the client’s Financial Consultant team. This client-facing role handles the most complex managed account sales and service needs, including Annual Plan Reviews, risk mitigation, and representing Advisory Services’ voice to the customer.   The Expertise We’re Looking For FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire. Minimum of 4 years of previous financial services experience Bachelor’s degree or equivalent experience; Professional designation (CFP) preferred. Deep understanding of managed account industry and Fidelity’s managed offerings. Broad-based knowledge and understanding of general financial planning concepts, including managed solutions. Demonstrated customer...